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Speeches
THE ST JAMES ETHICS CENTRE
FORUM ON ETHICAL
ISSUES
SYDNEY 23 JULY 1996
LEGAL PROFESSIONAL ETHICS IN TIMES
OF CHANGE
The Hon Justice Michael Kirby
AC CMG
OBJECTIVES
The object of this forum is to raise the consciousness of
lawyers so that they may evaluate their role within the legal
profession and in the broader community at a time of rapid
social change. The object of this encounter is to promote
a re-examination of what it means to be a member of a profession
and a legal practitioner in our society today. Conformably
with the objectives of the St James Ethics Centre, well positioned
in the professional heartland of city and State, the aim is
to challenge all of us to re-evaluate our conduct with a view
to enhancing the level of service provided by the legal profession
to a community which has larger expectations of us but a diminishing
estimation of the likelihood that they will be fulfilled.
The organisers of this forum hope that it will provide an
opportunity to examine the tension which they feel exists
between the traditional features of the practice of the law
in a learned profession, enjoying important privileges (on
the one hand) and the dictates of modern business practices
which impose on lawyers of today obligations to address cost
factors and so-called "bottom line" considerations
(on the other). Within the St James Ethics Centre a fear has
been expressed that an undue emphasis on economic factors
has led, in recent times, to a lessening of sensitivity to,
and the importance of, the old ethic and culture of professional
service.
The basic questions which are posed are these: is such expressed
anxiety nothing more than a nostalgic hankering for a return
to "good old days" of legal practice, which were
not so good for the consumer after all? Was the professionalism
of the past merely a (self-deceiving) disguise to preserve
a large hold on power in society? Or is our anxiety a last
desperate effort to keep alive the flame of professionalism
in the face of so much evidence that law is moving in the
direction of a business and that the idealism and selflessness
of professionalism is finally dying out?
The presence of so many people at this forum is a sign that
these are certainly questions of concern to Australian lawyers
today.
PROBLEMS
Three items assist in the appreciation of the problems which
I intend to address.
The first is a book which was sent to me by a colleague
of old (Professor David Partlett) who worked with me in the
Australian Law Reform Commission. He is now teaching law in
the United States of America. The book by Dean Anthony Kronman
of the Yale Law School is titled The Lost Lawyer: Failing
Ideals of the Legal Profession
1 . It is said to be
the most influential book on the legal profession written
in recent decades and the subject of great agitation in the
United States. If you have read it, you will understand why.
It takes attorneys, advocates, law teachers and judges to
task. It contrasts the suggested idealism, self-discipline,
public spirit, economy and wisdom of the lawyers of Kronman's
early years with the scene he observes today as head of what
is probably his nation's finest law school. He begins his
book:
"This book is about a crisis in the American legal
profession. Its message is that the profession now stands
in danger of losing its soul. The crisis is, in essence, a
crisis of morale. It is the product of growing doubts about
the capacity of a lawyer's life to offer fulfilment to the
person who takes it up. Disguised by the material well-being
of lawyers, is a spiritual crisis that strikes at the heart
of their professional pride."
Kronman considers that, in the hands of today's lawyers,
the stewardship of the institutions of law in the United States
has been extremely poor. They will not pass on a profession
of quality and integrity such as they received from earlier
generations. This is how he sums it up:
Attorneys practise law in a different way than did their
forebears. The best graduates gravitate to huge and impersonal
law firms where they are put in a corner and time charging
is the rule. Original ideals of wise and dispassionate advice
to clients are increasingly enfeebled by a mercantile attitude
which effectively lets the client dictate the course of disputes,
without the effective cautionary words which lawyers previously
gave. The role of the lawyer in the old days involved compassion
for the client's entire predicament, tempered by detachment
and also a measure of concern for the public good. The growing
ascendancy of the economic view of law and a decline of its
self-image as a helping profession, will continue the decline
of idealism and professionalism unless this is arrested. Advocates
too, according to Kronman, are changing their ways. The old
days of complete honesty with the courts and candour and honour
in dealing with each other has given way to a more ruthless
effort to win cases because larger profits which hang upon
them, essential to the lawyer's "business". The
client becomes a mere "punter". The lawyer becomes
too much caught up in the client's speculation. Whereas, in
the past, the advocate would conceive his or her role as being,
akin to the judge, the maintenance of detachment, a shift
to a business definition of the law embroils the lawyer in
the client's cause. It erodes the reality of detachment essential
to professionalism. Kronman is equally critical of law schools
for fostering the teaching of law (and negating the teaching
of legal ethics) in ways that pander to the demands which
the market view of legal practice place upon the law schools.
But Kronman's most scathing comments are reserved for the
judges, especially appellate judges. He says that, in the
United States, under the pressure of their case-loads, they
have become mere editors of opinion drafts presented to them
by their clerks. According to Kronman, very few judges in
the United States still draft their own opinions. The consequence
is discursive opinion writing, needless dissents and footnote
battles as the clerks struggle for their place in the law-books
with fuzzy reasoning which reflects a lack of traditional
judicial wisdom and "horse-sense"
2 .
A reading of Kronman would leave any lawyer dispirited.
In fact, it is a profoundly discouraging book, not least because
its author cannot offer very much in the way of solution or
many causes for optimism. The question which an Australian
lawyer asks on putting it down is whether there is evidence
in our own country (with its somewhat different legal traditions)
which makes Kronman's analysis applicable to our own circumstances
or whether it is, at least, a warning of what may be in store.
To answer this last question I called for the much publicised
essay by my colleague, Sir Daryl Dawson "The Legal Services
Market" 3
. It was delivered to the 29th Legal Convention in Brisbane
in September 1995. Sir Daryl, himself a graduate of Yale Law
School, must have been one of the first in Australia to receive
Kronman's book. He acknowledges that the very changes which
give rise to many of Kronman's concerns can already be detected
in the Australian legal scene. Written soon after the publication
of the Sackville Report 4
and the Justice Statement of the Federal Attorney-General's
Department 5
, Justice Dawson's essay disclaims a nostalgic hankering for
the past that will not return. To talk of a "national
market for legal services" is to conceive of the legal
profession in economic terms in a way that would have offended
the purists of past generations. But Sir Daryl Dawson accepts
that the change of language results from a fundamental change
in the way in which the profession is now being practised
in Australia. It is now increasingly conceived of as a "commercial
activity", although one of a special kind. Such changes
of approach will doubtless improve the accessibility, efficiency
and costs of some legal services and even the rewards to some
legal practitioners 6
. Anomalously, surveys performed of members of the Australian
legal profession have shown very high levels of dissatisfaction
with professional life 7
. SirDawson lists a number of reasons why this should be so.
Many of them are connected with the growing concentration
of legal practice in large firms. There is the increasingly
narrowing effect of specialisation. There is diminished loyalty
of partners to each other and to employed solicitors. There
is a loss of objectivity consequent upon the employment of
marketing managers to attract profitable clientelea thing
unheard of in the years past. The priority has changed in
some places to the making of money rather than the provision
of disinterested, yet sympathetic, legal advice. Vivid examples
leap to every lawyer's mind:
The family company perhaps controlled by the lawyer's spouse
with an exclusive sub-contract to supply photocopying and
binders to the legal firm; The teams of lawyers who come in
their serried droves to conferences and now to court, where
in days gone by if two turned up it was a red-letter day;
The lack of prudence in photocopying material, which prudence
in earlier times was obligatory because secretaries had to
retype only those documents truly necessary to the case. I
am told that QCs today are sometimes ranked by the trolleys
of binders wheeled to court in their train. To some, a signal
of professional esteem is to be a "three trolley silk".
Eventually most of that material (all paid for by the client)
ends up, largely undigested, in the lap of the judges.
Unprofitable work is rebuffed by some as a waste of time.
Longer and longer hours must be worked to the cost of quality
of the lawyer's life. The social environment of the legal
workplace has deteriorated. The work satisfaction which attended
much legal practice in the past has been replaced by a "strictly
commercial and entrepreneurial approach to the practice of
the law" 8
.
Sir Daryl Dawson, like Kronman, could not offer much by
way of solution to these trends. He was not even convinced
that the one idea which Kronman advanced, viz working in a
right-sized country town, would work in Australia. He observed
that "the attractions of a country life, apart from the
practice of the law, are not for every lawyer"
9 .
Then, a month ago, I received a third item relevant to these
remarks. It was an address of the Chief Justice of the United
States of America (Chief Justice William Rehnquist) at the
Commencement Ceremony of the Catholic University of America
Law School on 25 May 1996. The Chief Justice reminisced about
his own first graduation 54 years earlier and about his early
faltering efforts to establish a legal practice in Phoenix,
Arizona. He acknowledged that lawyering today was probably
of a higher quality than in those days and that law firms
were "certainly more efficient" today
10 . To some extent
this is an inevitable product of new technology and new approaches
to office management. He also acknowledged that young lawyers
today generally make more money than they did in his day,
even allowing for inflation. But then he asked the Kronman
question:
"If all this is true, why are there so many dissatisfied
young lawyers?" 11
Like Sir Daryl Dawson, Chief Justice Rehnquist resisted
the yearning for the "good old days". He discounted
the inevitable criticisms from "old timers" like
himself 12
. He came at once to the crunch:
"... The practise of law is today a business where
once it was a profession ... Market capitalism has come to
dominate the legal profession in a way that it did not a generation
ago. Law firms, whether in 1956 or 1996 have always had to
turn a profit if they were to stay in business. But today
the profit motive seems to be writ large in a way that it
was not in the past. ... Perhaps nowhere in the profession
is this tendency more developed than in the emphasis on billable
hours. It appears that now clients are insisting on some changes
in this form of billing, and perhaps it will not be as dominant
in the future as it has been in the past. ... Hourly billing
rewards inefficiency: the work of lawyer A, who spends 100
hours preparing a motion for summary judgment, costs the client
100 times the billing rate; the work of lawyer B whom it takes
200 hours to do the same work costs the client twice as much
for the same service." 13
In these remarks Chief Justice Rehnquist was merely restating
observations frequently made in Australia by Chief Justice
Gleeson. The system of billable hours can reward the slow-witted
lawyer. It can penalise the experienced, wise and efficient.
But Chief Justice Rehnquist, not one generally adverse to
the market economy and individual autonomy, described the
eroding consequences of converting the legal profession to
a business. Large firms simply cannot economically justify
taking on small matters; so they end up with only large clients
... [and] large cases ... [with] an enormous amount of time
devoted to relatively uninteresting work ... [in cases] very
few of [which] actually go to completed trial
14 .
There is also a loss of loyalty not only within
firms but as between clients and legal firms. Chief
Justice Rehnquist went on:
"Adam Smith, of course, would be pleased with all these
developments. There is nothing like market capitalism to bring
economic efficiency to any operation. But in the past the
idea of a profession was subtly different, in both self-congratulatory
respects, and in other more important respects, from that
of a business. There was a personal relationship built up
among lawyers in the same firm which meant that income producing
ability, though a very important factor, was not the sole
basis on which the status of a partner depended. It also meant
that between clients, and law firms with whom the client had
a long-term relationship, there was an element of trust and
understanding which may be diminishing today. Clients regarded
lawyers as supplying a sort of service different in kind from
that supplied by their vendor of office supplies or raw materials.
But if the law firm simply counts the number of hours spent
and sends a bill for that amount, perhaps there isn't a great
different between the law firm, on the one hand, and the office
supply vendor who simply counts the number of pencils furnished
and sends a bill for that amount, on the other."
15
I have now said enough about the problem I wish to address.
I have said it through the voices of other distinguished observers
of the legal profession: two of them in the United States
and one of them in Australia clearly affected by the diagnosis
of American direction and the warning signals they present
for us.
What should be our reaction to these trends? Will we, in
far-away Australia, be immune from the most horrible of these
mercantile developments which Chief Justice Rehnquist and
Professor Kronman sketch in the United States? Or are we firmly
positioned on the same path, urged on by economists and free
market economic rationalists, who are contemptuous of the
traditions of the legal profession, dismissive of its claim
to a special place in the institutions of government, derisory
of its assertion of an aspiration to nobility and contemptuous
of all attempts to appeal to non-economic principles as motive
forces for a life in the law?
LESSONS
In our response to these warnings, can we, in Australia, do
better than to adopt Kronman's idea of a life in country practice?
In my view we can. Such a solution, although available to
some, is neither practicable nor universally desirable.
1. Avoid nostalgia: First, we should, as Justice
Dawson warns, avoid tiresome nostalgia for the past. The days
when old duffers came to great legal occasions and talked
lovingly of the good times when they were young have not entirely
passed. It will always be the province of old timers, particularly
in the hierarchical, traditionalist and historically conscious
occupation such as the law to look to the past with more affection
than, say, an aeronautical engineer or a computer games salesman.
But lawyers too, and their institutions, must move with fast
changing times. Technology stimulates rapid change. Other
factors are also at work. They include a better educated community;
a much expanded legal profession; a less monochrome society
with changing values and an era in which every institution,
from the Crown down, is under the microscope of critical social
scrutiny. In the case of the law, such scrutiny not only reveals
the many wrongs in the substantive law which, in the good
old days, too many lawyers accepted without complaint
16 . It also includes
fresh perceptions of the imperfections of the system as presently
organised to deliver justice to the ordinary citizen and new
insights into the unsatisfactory features of the ethnic and
class makeup of the legal profession itself
17 .
2. Avoid exaggeration: Secondly, we should avoid
exaggeration of the extent of the change in the ideals of
the legal profession, at least in Australia. Large firms,
relative to the size of the profession, existed in my youth.
What has changed has not been a mere matter of size but the
national and even international operations of some firms.
These changes are themselves responses to features of globalisation
and the development of a national economy which requires a
national response from the legal profession. I agree with
Justice Dawson that StreetQueensland Bar Association
18
probably hastened the belated advent of a national legal profession
in Australia. But this was both inevitable and desirable at
the present stage of Australia's development. If the practice
of law were cocooned in small old-time personalised firms,
lawyers would be criticised for failing to respond to national
needs and international opportunities. We should not, at least
in Australia, stereotype the responses of legal firms or individual
practitioners to the growth of size and change of practice.
If the supervising courts and other bodies hold fast to the
high standards of individual service demanded in the past,
some of the worst abuses which have occurred in the United
States may be avoided here.
Even in the United States the big firm is not an entire
novelty. In 1895 a writer in the American Lawyer
was complaining:
"[T]he typical law office ... is located in a maelstrom
of business life ... In its appointments and methods of work
it resembles a great business concern ... The most successful
and eminent at the Bar are the trained advisors of businessmen
... [The Bar] has allowed itself to lose, in large measure,
the lofty independence, the genuine learning, the fine sense
of professional dignity and honour ... [F]or the past thirty
years it has been increasingly contaminated with the spirit
of commerce which looks primarily to the financial value and
recompense of every undertaking."
19
I remind you that this was written a hundred years ago.
It tends to confirm that in our profession we constantly revisit
the controversies of the past. In 1904, in an address to the
New York State Bar Association, a lawyer observed:
"The law business is not what it used to be. The expression
law business' itself marks a certain change. This business
side of the profession has assumed paramount importance and
the profits of the business are our most practical concern."
20
If all of this sounds familiar, it should make us pause
before we accept, at face value, all of the criticisms directed
at current conditions, at least in Australia.
3. Change is inevitable: Thirdly, we should accept
that no institution, however gorgeous, is impervious to change.
This is least of all so in a profession which repeatedly boasts
of its adaptability and which rests upon the foundation of
the common law which is truly one of history's success stories
in its capacity to adapt (sometimes quite rapidly) to changing
times. Many sole practitioners continue to make a living in
the law in Australia, especially in suburban and country districts:
although apparently at levels lower than in the past. Organised
legal aid, the growth of the institution of Public Defenders,
combined with the decision of the High Court in DietrichThe
Queen 21
have all stimulated, to some extent, a flow of public funds
to individual solicitors, small firms and junior members of
the Bar. True, this is apparently endangered in the present
time of budget cuts. Further, the concentration on legal aid
in criminal cases may be criticised when other important civil
litigation, eg in family law cases, is considered. However,
legal aid is a partial antidote at work in the Australian
legal profession, to combat the worst excesses of employment
concentration noted in United States writing. This should
make us careful before we assume that we are necessarily on
exactly the same track. To the extent that we are advancing
in the same general direction, the forces of economics, technology
and consumer awareness probably stimulate the changes and
make many of them inevitable.
4. Change for the better: Fourthly, we lawyers
should not be adverse to acknowledging that many changes,
which alter somewhat the character and activities of the legal
profession, often forced upon it reluctantly, have been for
the better. Clinging to old ways, just because they are old,
is not very rational, least of all in a profession which boasts
of being "learned". Sometimes we have to unlearn
bad old habits which have outlived whatever usefulness they
may have hadsuch as the two counsel or the two-thirds fee
rule amongst barristers; or the total ban on advertising;
or the prohibition on the use of paralegals or of joint practices
with other professionals. Sometimes too we have had to respond
to the call for external scrutiny of the way we handle public
and client complaints against members of the profession. One
does not have to wholly embrace Richard Ackland's view that
lawyers are members of a Broederbond
22 , or criticism
from within that the Bar is simply a cartel, to accept that
external perceptions are actually often useful and legitimate.
Lord Justice Staughton in England recently remarked that some
of the profession's ethical rules appeared to have been simply
protectionist and not at all concerned with the public interest
or the proper administration of justice.
23 We can now see that
at least some of the ethical truisms of the past were less
concerned with ensuring right behaviour to clients than with
gathering and retaining clients from the ambitions of competitors
or stamping a very high degree of conformity on professional
behaviour and services 24
. MrBennettPresident of the Australian and New South Wales
Bar Associations, has accepted that "some beneficial
reforms to the provision of legal services have taken place
in recent years." 25
If this may seem to some to be an uncharacteristically muted,
grudging, even reluctant concession, it is fair to observe
that it is one that would probably not have been offered by
many of his predecessors. It is still probably withheld by
one of them, glowering gloomily in his chambers in the New
South Wales Court of Appeal 26
. But, alas, for him, the smallest change is anathema and
JarndyceJarndyce was an interesting equity case which
took no more than an hour or so longer than it should have.
If changes, resisted at the time, are now seen to have been
"beneficial reforms" members of the legal profession
must keep their minds open to the possibility that other changes,
urged today, will in due course come to be seen as beneficial
to the ultimate objective of practicing lawyers, which is
to ensure that as many people as possible secure accurate
advice and competent representation
27 .
5. Legal idealism endures: Fifthly, it should be
acknowledged, both within the legal profession and by its
critics, that there remain many, possibly a majority, who
are as committed to the ideals of service and dispassionate
advice as existed in times gone by. One United States response
to Kronman's book was written by Mary Anne Glendon called
A Nation Under LawyersHow the Crisis in the Legal Profession
is Transforming American Society
28 . Glendon admits
that, with more than 800,000 lawyers, the United States has
become the most intensely lawyered society the world has ever
seen. She concedes that a variety of beliefs and ideals are
vying for dominance within the law and hence in the highly
law-dependent culture of the United States. But she points
to the recent heroes of the United States judicial and legal
scenes, notably Archibald Cox, Judge John Sirica and the unanimous
opinion of the Supreme Court which ultimately demonstrated
that even the President of the United States, with the power
of life and death over millions, was subject to the law in
a society ruled by law 29
. We have our heroes and role models in Australia. Fine leaders
of the Bar who daily accept the call to pro bono
work, just as their predecessors did in earlier times. Women
lawyers who blaze a trail for equal opportunity in the law.
Aboriginal lawyers, now exemplified by Judge Robert Bellear,
who will help to change two centuries of attitudes. Gay lawyers
who courageously break down ancient stereotypes and refuse
to accept prejudice from society, least of all from their
colleagues. Councils for Civil Liberties and endless professional
associations connected with the law and law reform such as
the International Commission of Jurists, the International
Bar Association, Amnesty and a myriad of other groups. Who
says lawyers have wholly lost their idealism? Some may have.
But obviously we mix in different circles, for many have not.
6. Issues ripe for attention: Sixthly, this said,
some of the issues of professionalism which have been identified
in the United States and Australia are certainly ripe for
attention. Many of them derive from the growth of very large
firms with their assignment of unrewarding work to the best
and brightest graduates. Such firms themselves must address
the growing evidence of lawyer dissatisfaction with their
life and work. In part, they do by encouraging a little
pro bono work and engagement in professional bodies.
But unless a culture of loyalty and self-respect can be restored,
the mercantile values of ruthless self-interest will permeate
legal practice in Australia just as they have come to do in
the United States. This will be to the destruction of the
ethos of firm loyalty and client loyalty that has existed
until now. Such loyalty had to be earned by reciprocal fidelity,
honesty and dispassion. At the launch of her book Legal
Profiles , containing client approbation of big firms
in Australia, Andrea Warnecke reportedly said that the qualities
of any good lawyer today include how much fast food they eat,
the lack of a good tan and the non-existence of erotic dreams
30
. Such deprivations are not good for lawyers. Australian lawyers
have received a warning.
7. Teaching legal ethics: Seventhly, the revival
of the public debate about what legal professional ethics
should be, and the heart-searching within the legal profession
itself, signalled by this occasion, make it timely to urge
an intensified interest in law schools in the teaching of
legal ethics. This is not just a rudimentary training in the
provisions of the local professional statute, rules of etiquette
and, where applicable, book-keeping and trust account requirements,
offered in a few lectures thrown in at the end of the law
course. It is a matter of infusing all law teaching with a
consideration of the ethical quandaries that can be presented
to lawyers in the course of their professional lives. Only
in this way will law schools provide students with guidance
on the professional responsibility and on the ethical issues
they will face as they enter the profession
31 . One commentator
has remarked, rightly in my view:
"[Law teachers] cannot avoid teaching ethics. By the
very act of teaching, law teachers embody lawyering and the
conduct of legal professionals. We create images of law and
lawyering when we teach doctrine through cases and hypotheticals"
32
.
Professor Ross Cranston in his new book Legal Ethics
and Professional Responsibility
33 accepts that the
technical rules can be left to the practice course but asserts
that:
"... all law teachers have a responsibility to give
attention to the ethical under-pinnings of legal practice.
We have a responsibility to sensitise students to the ethical
problems they will face as practitioners to provide them with
some assistance in the task of resolving these problems, and
to expose them to wider issues such as the unmet need for
legal services" 34
.
8. Need for curial vigilance: Eighthly, the courts
and bodies, supervising professional conduct, also have a
duty to uphold high standards of honest, faithful, diligent,
competent and dispassionate legal advice and representation.
In Australia, the courts rarely become involved in professional
discipline except in the most serious cases. The establishment
of the Legal Services Commissioner's office in New South Wales
has seen an apparently significant increase in the number
of complaints against lawyers. Whilst the report elicited
some criticism about the statistics and approach of the Commissioner,
the fact of an increase in complaints seems indisputable
35 . It appears to bear
out the conclusion that many clients and citizens feel more
comfortable with the notion of complaining to a body unencumbered
with representational and lobbying functions for the legal
profession. This may actually be hard on the professional
bodies which are often unyielding in their pursuit of a professional
colleague accused of misconduct. But it seems to be the fact.
Such professional bodies should look on external guardians
not as enemies to be traduced but as supporters of the high
standards which are vital if they are to earn the privileged
position which the legal profession, at least, still enjoys
in a society such as ours. It may be hoped that professional
bodies and courts, faced with the variety of complaints made
against legal practitioners, will have the imagination to
devise remedies suitable to the wrongs when found. Dealing
with defalcation, criminal offences and trust fund abuses
may be easy. Over-charging may require new responses that
involve a purgative obligation of honorary legal service to
the poor or disadvantaged 36
. Rudeness and non-communication may warrant a session of
mediation with the complainant as the New South Wales Attorney-General
has proposed. But how is incompetence, ignorance of the law
and simple failure to attend to a case to be redressed for
the protection of the clients who come after? Virtually every
second Monday in the Court of Appeal, in motions, I saw shocking
cases of practitioner neglect which, in my own youth, would
have been brusquely refused relief. My usual solution was
to provide relief but to refer the papers to the professional
body and order the practitioner, not the party, to pay the
costs. Rarely, if ever, did it seem appropriate to punish
the client.
9. Gather data: Ninthly, we should be encouraging
the gathering and analysis of data on ethical defaults so
that we can derive from them lessons about the teaching of
law and ethics, the provision of new professional regulations
and the provision of example and instruction from the leaders
of the legal profession. This is one good result flowing from
the establishment of the office of the Legal Services Commissioner
in New South Wales. Statistics are now being gathered, according
to the formulae in the Commissioner's Act. They are published
beyond the legal profession to the community at large. A breakdown
of the complaints against legal practitioners received by
the Commissioner in the year 1994-5 shows
37 :
The first step in law reform, indeed of any rational discussion
on policy, is to establish the facts. All too often the debates
about declining standards and problem areas have been carried
on at a level of generality which defies specific well targeted
responses. When the legal profession was smaller and everyone
in a given locality knew everyone else, constraints and inhibitions
were available that are simply not apt for the larger, more
diverse, less homogeneous profession and society of today.
That is why new institutions, more rules and better teaching
of legal ethics are essential. Reliance on the "good
old ways" will simply not work for the future.
10. Spiritual values: Finally, there is a deeper
malaise which I believe underlines the problem revealed by
Professor Kronman, Justice Dawson and Chief Justice Rehnquist.
It is difficult to speak of it. In a secular society we feel
rather uncomfortable in doing so, lest our words should be
misinterpreted as inappropriate, hypocritical of self-righteous.
I only mention it because I feel I must. I refer to the void
which is left in many lives by the absence of any spiritual
construct and by the increasingly general rejection of any
spiritual dimension whatever to life. By a life in the law
that has no reflection on the amazing fact of existence and
its brevity. By a life in the law which is content with an
annual trip to the Law Service at the beginning of Law Term
or which even misses that, as the declining congregations
witness a rising generation with "better things to do"
on the first day of Term. Until now a spiritual dimension,
provided to Western societies (including those of Britain,
the United States of America and Australia) a framework of
beliefs which have been important to sustaining and reinforcing
ethical principles 38
. The Judeo-Christian-Islamic belief in the sacredness of
each individual human life, bearing a divine spark, provided
an ultimate foundation for self-control and for respect for
others. That foundation is certainly one of the stimuli
to the global movement for universal human rights which
continues after the spiritual sources have been rejected or
abandoned in many societies 39
.
In the course of this century we have seen an economy change,
still going on. On a monument at the end of the park not far
from this place, recording some of those who fell in a distant
war, are the three words which expressed the bedrock of an
earlier time when everything seemed more certain"For
our God, King and country". Now God is doubted by many.
Agnosticism is, according to the Australian census, the fastest
growing (non) religious group. The King or his successor are
denigrated in ways that would have been unthinkable on that
sunny day in 1954 when the Queen first stepped ashore in Farm
Cove, Sydney, not far away. And even country is rejected by
many, except when a sporting event lets loose the contemporary
cries of warlike nationalism. All forms of loyalty, within
and outside the profession, seem dismissed as hopelessly outdated
and even mildly ridiculous.
In a time when so many fundamentals are questioned, doubted,
even rejected, it is hardly surprising that the ethics of
the legal profession should also be doubted by some of its
members and attacked by its critics. It is easier to adopt
a purely economic or mercantile view of the law if you have
no concept of the nobility of the search for individual justice,
of the essential dignity of each human being and the vital
necessity of providing the law's protection, particularly
to minorities, those who are hated, even demonized, and reviled.
Without some kind of spiritual foundation for our society
we can do little else than to reach back into the collective
memory of our religious past or to rely on consensus declarations
as to contemporary human values.
CONCLUSIONS
The challenge before the legal profession in Australia today
is to resolve the basic paradoxes which it faces. To adapt
to changing social values and revolutionary technology. To
reorganise itself in such a way as to provide more effective,
real and affordable access to legal advice and representation
by ordinary citizens. To preserve and, where necessary, to
defend the best of the old rules requiring honesty, fidelity,
loyalty, diligence, competence and dispassion in the service
of clientsabove mere self-interest and, specifically, above
commercial self-advantage. Yet to move with the changing direction
of legal services in a global and national market. To adapt
to the growth and changing composition of our society and
of its legal profession: beyond the monochrome club of Anglo
Celtic males. And to mould itself to the fast changing content
and complexity of substantive and procedural law. It is quite
a tall order. Are we up to it?
The hope must be that some of the old-fashioned notions
of selfless and faithful service will survive even these changing
times. In the void left by the undoubted decline of belief
in fundamentals, we must hope that a new foothold for idealism
and selflessness will be found. Despite the beliefs of some
of its critics, the Australian legal profession's guiding
principles will not be found in economics alone. Still less
will it be found in a dogma of free market competition or
the arid language of the Trade Practices Act
40 . Economics simply
cannot explain the will to do justice, to be dutiful to courts
and honest and dispassionate to clients. Modern economic theory,
now put into widespread practice, has not done such a good
job in terms of social engineering. The large pool of long-term
unemployed, the rise in crime, drug use and increased stress
within personal relationships all suggest the failure of unbridled
economic rationalism as an alternative foundation principle
for society. Indeed, in place of the old mateship of Australian
society we see the steady growth of an underclass with grave
dangers for social stability and traditional egalitarianism.
The great debate for lawyers in the coming century is not
whether a separate cardre of advocates will survive.
It is not even whether competition and consumer pressure will
improve the delivery of some legal services. Of course they
will. It is whether the ascendancy of economics, competition
and technology, unrestrained, will snuff out what is left
of the nobility of the legal calling and the idealism of those
who are attracted to its service. We must certainly all hope
that the basic ideal of the legal profession, as one of faithful
service beyond pure economic self-interest, will survive.
But whether it survives or not is up to us, the lawyers of
today. We should use an occasion such as this to reflect upon
the problems that we can see, looming, and to examine the
sources of our deepest concerns. And then we should do what
we can, whilst moving with the times, to revive and reinforce
the best of the old professional ideals, to teach them rigorously
and insistently to new recruits and to enforce them strictly
where there is default. We cannot say that we have not been
warned.
| 1 |
A T Kronman The Lost Lawyer - Failing Ideals of
the Legal Profession , Harvard Uni Press, Cambridge,
Massachusetts, 1993.
|
| 2 |
Ibid, 23 quoting Karl Llewellyn.
|
| 3 |
(1965) 5 JJA at 147.
|
| 4 |
Access to Justice - An Action Plan , Report
of the Inquiry by R Sackville, AGPS, 1994.
|
| 5 |
Attorney-General's Department (Cth) Justice Statement
, May 1995.
|
| 6 |
D M Dawson, above n 3, at 148.
|
| 7 |
Victoria Law Foundation, Job Satisfaction Survey
- Interim Report, June 1995 cited D M Dawson, above
n 3, at 152.
|
| 8 |
D M Dawson, above n 3, at 153.
|
| 9 |
Loc cit .
|
| 10 |
W H Rehnquist, Remarks of the Chief Justice, Catholic
University School of Law Commencement, 25 May 1996, unpublished
at 4.
|
| 11 |
Loc cit .
|
| 12 |
Ibid at 5.
|
| 13 |
Id at 7 .
|
| 14 |
Id at 8.
|
| 15 |
Id at 8-9.
|
| 16 |
M D Kirby, Speech on Swearing in as a Justice of the
High Court of Australia (1996) 70 ALJ 274, at
276.
|
| 17 |
D Barker and A Maloney, "Access to Legal Education"
cited M D Kirby, "Tomorrow's Lawyers", Address
to a Graduation Ceremony of the University of Technology,
Sydney, 2 May 1996 at 5.
|
| 18 |
(1989) 168 CLR 461. See also Mutual Recognition
Act 1993 (Cth).
|
| 19 |
Editorial in American Lawyer , May 1895, at
84-5.
|
| 20 |
E P White, "Changed Conditions for the Practise
of the Law" in American Lawyer , February
1904, at 52.
|
| 21 |
(1992) 177 CLR at 292. Cf Attorney-General for
New South Wales v Milat (1995) 37 NSWLR 370 (CA).
|
| 22 |
R Ackland, "On a Silk Road to Status and Money"
in Australian Financial Review , 31 May 1996,
at 33.
|
| 23 |
R v Visitors to the Inns of Court [1994] QB
1 (CA) at 63.
|
| 24 |
R Cranston (ed) Legal Ethics and Professional Responsibility
, Clarendon, Oxford, 1995 at 1 citing B Abel-Smith
and R Stevens, Lawyers and the Courts 1967, at
138-9, 160-1.
|
| 25 |
D Bennett, "Legal Debate Delays Reform",
Letter, Australian Financial Review , 21 March
1996 at 16.
|
| 26 |
Meagher JA.
|
| 27 |
F G Brennan, Occasional Address to Law Graduation Ceremony,
University of Queensland, 4 June 1996, at 5.
|
| 28 |
Farrar, Straus and Giroux, New York, 1994.
|
| 29 |
United States v Nixon 418 US 683 (1975). On
the other hand, it is worth noting, as Derek Morgan "Doctoring
Legal Ethics: Studies in Irony" in Cranston (ed)
(above n 24), points out that virtually all of the main
actors in Watergate were lawyers: President Richard Nixon;
Vice-President Spiro Agnew; Attorney-General John Mitchell
as well as G Gordon Liddy, John Dean, Charles Colson,
Robert Mardian, Herbert Kalmbachi, John Erlichman etc.
|
| 30 |
Quoted in R Ackland, "Glimpse of Vanity in Logies
for Lawyers" in Australian Financial Review
, 3 May 1996, at 33.
|
| 31 |
Cranston, above n 24, at 30.
|
| 32 |
C Menkel-Meadow "Can a Law Teacher Avoid Teaching
Legal Ethics" (1991) 41 J Leg Ed 3.
|
| 33 |
Cranston, above n 24.
|
| 34 |
Ibid at 30.
|
| 35 |
New South Wales Legal Services Commissioner, Report
, 1994-5 noted Australian Financial Review
, 27 March 1996 at 17.
|
| 36 |
Cf Law Society of New South Wales v Foreman
(1991) 24 NSWLR at 238 (CA); (1992) 34 NSWLR 408 (CA),
at 419-420.
|
| 37 |
The Table was reproduced in the Australian Financial
Review , 27 March 1996 at 17.
|
| 38 |
For some of the writer's views see Kotowitz v The
Law Society of New South Wales, Court of Appeal ,
unreported, 7 August 1987, referred to in Foreman
above 34 NSWLR 408, at 419.
|
| 39 |
J E Bickenbach, "The Redemption of the Moral Mandate
of the Profession of Law" (1996) 9 Canadian J
Law & Jurisprudence 51.
|
| 40 |
See Prestia v Aknar and Ors Supreme Court
of New South Wales (Santow J), unreported, 3 June 1996.
|
|