GRIFFITH UNIVERSITY
KEY CENTRE FOR ETHICS, LAW,
JUSTICE AND GOVERNANCE
VICE-CHANCELLOR'S SYMPOSIUM
FRIDAY, 18 AUGUST 2000
GLOBALISING THE RULE OF LAW?
GLOBAL CHALLENGES TO THE
TRADITIONAL IDEAL OF THE
RULE OF LAW
The Hon Justice Michael Kirby
AC CMG
TRADITION AND REALITY
The traditional ideal of the rule of law in a society
such as Australia, is relatively straight-forward.
Law represents the ultimate authority and expression
of power of the nation state. Formally, it derives its legitimacy by being
traced, or traceable, to the national constitution. In a federal country, that constitution will provide for a federal
or national polity and subnational polities. These enjoy powers in respect of each other as provided by the constitution.
Conventionally,
there are three branches of government in each polity that
makes up the nation. These are the legislature, the executive and
the judiciary. Whereas
the judiciary is independent of the other two branches,
the executive is dependent on the legislature.
Ministers in the executive government must, within
a short time of their appointment, be elected to the legislature.
Each branch of government makes law that must be
respected by everyone. That law may, ultimately, be enforced coercively
by the agencies of the state.
The major lawmaker is the legislature.
But it may delegate powers of lawmaking to the executive. The main
function of the judiciary is to interpret the constitution
and the laws and to vindicate the claims that are made under
the law. But even the judiciary has, in the minor key,
a power of lawmaking. In
a common law country, the judges have the responsibility
of declaring the principles of the common law.
Subject to the constitution and valid statute law,
those principles must be obeyed.
It is left to the judiciary to settle disputes about
the boundaries of law. These include disputes concerning the validity
of national and subnational laws (in the case of a federation). They also include disputes concerning the meaning
of the constitution, of statute law and of the residual
common law that operates in the society.
Once the judiciary has spoken on the subject, the
other branches of government, and those who comprise them,
conform to the judicial pronouncement. So must ordinary individuals - both natural
persons and corporations.
Everyone is taken to be subject to the law.
No one is so high as to be above it.
Obedience to law permeates society.
It renders everyone in society ultimately accountable. Subject to the Constitution, laws made by the
legislature, the executive or the judicial branch may be
changed at the will of the people.
If they do not like a law they can secure the passage
of amendments, thereby reflecting the democratic will.
Even where the Constitution stands as a barrier to
such change of the law, the people's will can ultimately
be vindicated in accordance with the procedures for constitutional
amendment. Such
procedures may be relatively straightforward, as they are
under the Basic Law of the Federal German Republic. Or they may be weighted in
favour of the status
quo and resistant to change, as is the case with the
Constitution of the United States of America and Australia.
The symbol of the rule of law is the declaration,
chiselled in marble on the façade of the Supreme Court building
in Washington and expressed in a more low key way in a country
such as Australia. It
reads "Equal Justice Under Law".
Because the law is ultimately accountable to the
people it is expected to reflect the people's sense of justice.
Where it does not, it is assume that the democratic
process will change the law so that justice may be secured
in the future. Increasingly, it is accepted for these reasons, that within the
nation state the people are sovereign, whatever may be the
formal legal arrangements.
The monarch may be called sovereign.
The legislature may be called sovereign.
But, ultimately, in a modern nation state it is the
people who are taken as sovereign because, ultimately, in
the matter of law, their will can be done.
There is much truth in the forgoing description of
the rule of law, at least so far as Australia is concerned.
But the realities are often somewhat different from
the appearances. The "sovereign" Parliament has lost
power in recent decades to the executive government. The executive government, in turn, has lost
much power and influence to the cabinet and the head of
government to political parties, as well as to the permanent
officials who "advise" government and strongly
influence law and policy making. The judiciary is not always accessible to ordinary
citizens. Vindication
of the rule of law may exist on paper but, as a matter of
practice, may sometimes be out of reach.
Proposals for reform, to secure justice under law,
may be ignored by all branches of government. The law that rules may be out of date, out
of touch, unjust. Increasingly
within the nation state other realities are recognised. These include the great power of bodies difficult to subject to
law: the multinational
corporations and the media, not for nothing called the fourth
estate.
In addition to such internal challenges to the rule
of law to which I have referred, now the nation state must
increasingly face challenges from beyond its borders.
These may come from the international bodies of growing
significance in connection with global and regional trade
and economics (such as the World Trade Organisation, the
World Bank, the International Monetary Fund, the Organisation
for Economic Cooperation and Development (OECD)).
Or they may come from the international agencies
of human rights (such as the Commission on Human Rights,
the UN Human Rights Committee, the Special Rapporteurs and
Representatives of the United Nations and particular agencies
of that Organisation).
The power and influence of such bodies and of the
political arms of the United Nations are felt increasingly
within the borders of the nation state.
Even the most powerful nations cannot ignore the
actions of international bodies. Sometimes such bodies reflect and direct changes
which narrow the scope for lawmaking by the organs of government
of the nation state. To
the extent that his happens, the old paradigm is challenged.
The lawmakers of the nation state are no longer fully
able to control the legal destiny affecting the persons
living within the borders of the nation state.
This development presents a number of problems for
the assumptions about government that have been held until
now. Those assumptions
have been based on an organisation of the world around its
nations. The impact of globalism and regionalism affects
the capacity of the lawmaking organs of the state to respond
to the democratic will of its people.
The recognition that this has happened, in a comparatively
short space of time, has a number of consequences.
We need to revise the institutional model for the
rule of law. What is the law that rules if those who make that law are not directly
accountable to the people governed by it? If they are not removable where the people are discontented with
their law? How can
the international organs of rule-making avoid the perils
of unaccountability? How can they be made humble by periodic review
and challenge? In
short, how does the notion of the rule of law operate in
the realities of the world we now live in?
Others with different experience or a yearning to
preserve the certainties of the past may be pessimistic
about the paradigm shift that is occurring. The reasons for such pessimism, and even for
anxiety, are understandable enough.
However, my thesis is twofold.
First, the shift is unstoppable.
It is urged forward by developments in technology
(whether nuclear fission, cyberspace or the genome) and
by a recognition of many problems which simply cannot be
solved within the boundaries of a nation state (such as
genocide, global weather change and responding effectively
to HIV/AIDS).
My second thesis is that we need not be unduly pessimistic
about what is. In fact, the developments are natural to the
realities of the world we live in.
They respond to the features of that world.
I cannot speak of the political agencies of the United
Nations or of the trade and security bodies, global and
regional, that have such a large and growing impact on the
governance of every nation.
But I can describe other places where the paradigm
shift is happening. I
refer to the international agencies and municipal courts
in which, today, the influence of international law is growing
and strengthening. My
own observations lead me to a sense of optimism. I will recount what I have myself seen. I will do so, not because my role is, in the large picture, important.
Instead, I do so because my experience may help to
illustrate the highly practical, useful and right respecting
character of international law as it is now being felt in
a country such as Australia.
I will start first with some experiences in international
agencies. Then I
will mention a few experiences in which, in the Australian
courtroom, international legal questions arise and inform
the Australian legal system directly, in a way that is useful
and even beneficial.
THE AGENCIES
For me, it all began when I was appointed chairman
of the Australian Law Reform Commission twenty-five years
ago. Soon afterwards,
the Commission was required by the Federal Attorney-General
to prepare a report for the Australian Parliament on privacy
protection. This task coincided with the establishment
by the OECD of an Expert Group to develop guidelines on
privacy protection in the context of transborder data flows.
That was an unusual task for the OECD.
Looking back, we can see it as an early portent of
the increasing moves in recent years of hard-nosed economic
and trade bodies into areas of governance without which
economic advancement will be a hollow achievement, if it
is attainable at all.
I was elected chairman of the OECD group.
We prepared our guidelines. They were adopted by the
Council of the OECD. They
were as much designed to prevent the economic inefficiency
of disparate municipal regulation of the new information
technology as to defend fundamental human rights. Eventually most OECD countries, including Australia,
accepted the guidelines.
In this country they provided the basis for privacy
principles incorporated in privacy protection legislation. Through the Law Reform Commission,
I was able to see the highly practical way in which a legal
project at an international level could assist and influence
municipal law-making. After that, I could never accept that international
law - even soft law - was a matter for scholars
and theorists alone. In
countries as far apart as Japan, the Netherlands and Australia,
the deliberations of our group in Paris had a real, practical
and beneficial effect on local law and international
cooperation.
In the manner of these things, one engagement leads
to another. Soon after the OECD work was completed I took
part in the general conference of UNESCO, also in Paris. That organisation was in the bitter throes
of what became the withdrawal of the United States and the
United Kingdom, the former alas not yet repaired.
One of the given reasons for the United States withdrawal
was the insistence of Director-General M'bow that UNESCO
should continue the exploration of the meaning in the common
first articles to the International
Covenant on Civil and Political Rights the International Covenant on Economic, Social and Cultural Rights which
promise the self-determination of peoples.
Who were a "people" for this purpose?
It was strange that the United States should have
opposed the exploration of this idea, given the famous opening
words of its Declaration
of Independence. But
the United States quit UNESCO and, to its great credit,
that organisation went on with examining the issue of self-determination.
I was appointed to the group, and ultimately elected
as rapporteur and chairman.
Ours was, and is, a highly controversial topic.
It is uncongenial to many nation states.
It is even unwelcome to some people in Australia.
But who can doubt, looking at the real causes of
conflict in the world today, that this is one of the great
issues of international law - from East Timor to Acheh;
from Burma to Tibet; from Palestine to Kosovo; from Corsica
to Ulster; from the Falklands to Nunavut; and most recently
from Fiji, Bougainville, West Irian and Solomon Islands
to Aboriginal Australia. This is an issue that circles the earth.
It goes to the heart of most contemporary dangers
to international peace and security. It concerns the rights of peoples but also
the human rights of the individuals who make up those peoples.
The UNESCO expert group completed its task.
It identified four elements necessary to constitute
a "people" for international law purposes. It is a misfortune that many
who are unaware of the body of international law on this
subject mistake self-determination for total national independence. That is a possible, but not a necessary, attribute of self-determination.
This is a message from international law that needs
to be learned in many countries.
By the time the work of the UNESCO groups was completed
the HIV/AIDS pandemic was upon the world.
I was called to serve on the World Health Organisation
Global Commission on AIDS. The Global Commission established principles
for the management
of the HIV epidemic, now being pursued by that unique inter-agency
body, UNAIDS. Implementing the guidelines has been by no
means easy, given the cultural and religious impediments
that exist in various countries.
It has fallen on some of the participating agencies,
such as the United Nations Development Programme (UNDP)
to attempt to persuade governments and bureaucracies in
affected countries to adopt the bold strategies that will
help reduce the spread of the virus. Significantly, those countries which have done
so (including Australia) have seen the graph of sero-conversions
to HIV plateau and even fall.
Those countries which have not (particularly in sub-Saharan
Africa and parts of Asia) have witnessed rapid escalation
in the spread of the virus.
UNAIDS guidelines worked out in 1997 at meetings held in concert with the United Nations
Centre for Human Rights which I chaired, provide reflections
of consensus amongst the most informed public health and
epidemiological experts in the world.
The guidelines afford a stimulus to the recalcitrant
or the ignorant leaders and officials of nation states.
This is not international law in the traditional
sense. But the influence
of such guidelines, carried into municipal bureaucracies
by WHO and UNAIDS experts, fired with a zeal to prevent
the ravages of AIDS, can sometimes have a direct local impact
far greater than high-sounding treaties or well-meaning
laws. This is international
cooperation and principle turned to the vital effort to
save human lives. It can influence local law and policy in profound
and useful ways, beyond local popularity. Without international law and international agencies it would just
be a dream.
In two other specialised agencies of the United Nations
I have also witnessed the practical helping hand that can
sometimes be offered to domestic law-making.
In 1991-92 I participated with two other judges in
the International Labour Organisation (ILO) Fact-Finding
and Conciliation Commission on Freedom of Association. Our particular task, just before the achievement
of constitutional change, was to examine the labour laws
of South Africa and to advise on the standards they had
to attain in order to conform to ILO Conventions.
Having walked out of the ILO rather than be expelled
during the apartheid years, South Africa's labour laws had
fallen into serious disrepair.
South Africa was keen to repair its relationship
with international legal norms. The ILO mission examined
closely the letter and practice of the South African law. Its report, delivered to the de Klerk government
was subsequently acted upon by the Mandela government. A new Labour
Relations Act was adopted, complying with ILO standards.
In 1994, UNDP arranged my participation in a number
of meetings leading up to the constitutional conference
in Malawi. It was
that conference which agreed on the text of constitutional
changes designed to usher in a multi-party democracy in
the place of the one-party rule of President Hastings Banda.
After a referendum and elections, a peaceful change
of government was accomplished in Malawi.
I pay tribute to the fine officers of UNDP and other
agencies who facilitated this remarkable change in Malawi
and in other lands. This
was truly a translation of the universal principles of human
rights into action in a particular country.
I do not believe that it could have happened without
the skills of United Nations agencies which I saw in operation
at first hand.
In more recent years I have served in the International
Bioethics Committee of UNESCO.
That body has been grappling with some of the most
difficult legal and ethical questions confronting humanity.
I refer to the quandaries presented by genomic science
and the development of the Human Genome Project.
The UNESCO Committee in 1998 adopted the Universal
Declaration of Human Rights and the Human Genome.
This contains a number of basic norms aimed to
provide a framework for a global response to legal and ethical
questions relevant to the entire human species. It is possible that, in due
course, this Universal
Declaration will lead on to a treaty, as others in the
past have done. The point to be made is that an international
agency, calling on diverse expertise and viewpoints from
different religions and cultures, is seeking to design an
effective universal response.
The difficulties of securing such a response in a
world of so many different starting points and where large
investments and differing national intellectual property
regimes apply, is not to be under-estimated.
Most recently, in April 2000, I was called to Vienna
by the United Nations Office for Drug Control and Crime
Prevention. Under
the aegis of that agency, a Global Programme Against Corruption
has been established. Several
international agencies, including the OECD, the World Bank,
the IMF and the World Trade Organisation, have been concerning
themselves with the problem of corruption and its insidious
effect on municipal governmental institutions. A judicial group on strengthening judicial
integrity has now been established in Vienna working directly
to the United Nations office there.
This group comprises four chief justices from Asia
and four from Africa. At present, all of them are from countries
of the common law tradition.
The intention, in due course, is to establish similar
groups in Latin America, Central and Eastern Europe, the
former Soviet Union and perhaps elsewhere. The task is to draw up strategies, including
a universal minimum code of judicial conduct.
Wisely, the Vienna agency is leaving the task to
the judges themselves, supported by research and other staff,
as well as by informed non-governmental organisations, such
as Transparency International in London and the Centre for
the Independence of Judges and Lawyers within the International
Commission of Jurists in Geneva.
In due course it may be expected that the Vienna
Group will draw up judicial guidelines.
These will afford a framework for action by United
Nations agencies and member countries. Whether these guidelines lead to treaty obligations
or be given effect as conditional requirements imposed by
the OECD, the World Bank, the IMF or the World Trade Organisation,
remains to be seen. Effective international law cannot be dismissed.
Pursuant to an OECD
Convention, long arm legislation has been enacted both in
the United Sates and Australia, to render it a crime for
nationals of those countries to engage overseas in corruption
of foreign officials. The
point to be made is that, once again, an issue of common
concern has attracted a universal response under and outside
the aegis of the United Nations.
The development may override powerful local interests
which resist effective rules against corruption. The sharing of research and knowledge and the
pooling of ideas will contribute to global standards and
hopefully effective action, not just papers and talk.
The beneficiaries, it may be hoped, will ultimately
be the people.
I tell these stories to illustrate, by reference
to some activities with which I am familiar, the rapid advance
of international initiatives, many of them relevant to law,
indeed the rule of law.
What, only forty years ago, was basically the concern
and responsibility of the nation states has increasingly
become an issue for international cooperation, the development
of universal guidelines, the involvement of people and their
organisations and, sometimes, international law. These developments gather pace. We are witnessing the opening phase of them.
But we are privileged, in effect, to be there at
the creation.
POLICING UNIVERSAL HUMAN RIGHTS
One of the most remarkable developments of international
law in recent decades, which has clearly affected local
rule-making, has been the growing impact of international
human rights treaties on municipal law and practice. I have observed this at three levels. I want to mention each. I acknowledge that each challenges the unbridled
power of the branches of government in nation states to
do as they please, including where what they please offends
the universal norms of human rights.
But it has been my experience that the changes that
are occurring are beneficial, uphold fundamental norms,
emphasise basic rights and stimulate the legal systems of
nation states to do likewise.
Between 1993 and 1996 I served as Special Representative
of the Secretary-General of the United Nations for Human
Rights in Cambodia. That function arose in the aftermath of the successful completion
of the UNTAC phase, as a requirement agreed between Cambodia
and members of the international community and given effect
in the Paris Peace Accords. Twice a year, in Geneva in
April and in New York in November, it was my duty to report
on the state of human rights in Cambodia to the Commission
on Human Rights and to the General Assembly.
I was one of about thirty United Nations Special
Representatives and Special Rapporteurs. I saw at first-hand the operations of the UN
Centre for Human Rights.
I worked closely with the High Commissioner for Human
Rights. The criteria for my visits and reports were not intuitive beliefs
of my own about civilised standards.
They were the principles laid down in the international
treaties which together establish the basic framework of
international human rights law.
Despite various difficulties, I have no doubt that
my work and that of the United Nations Office of Human Rights
in Cambodia, stimulated, cajoled and encouraged domestic
law and practice in that country to conform with the international
treaty obligations which Cambodia increasingly accepted. In a land that had been racked by revolution,
war, genocide and invasion, there was a deep thirst for
guidance and support. I
wish that time permitted me to tell you of the noble servants
of the United Nations with whom I worked during those years.
Of "Shorty" Coleman, an Australian soldier
supervising landmine clearance.
Of Christoph Peschoux, human rights officer, who
investigated dangerous cases of abuse of power. Of Basil Fernando, who instituted programmes
for training prison officers and police.
Of Ms Kek Galebru who helped establish non-governmental
organisations to assert and uphold the rights of women.
Let no one say that the United Nations is only made
up of time servers. I have seen with my own eyes the dedicated
and idealistic servants of international human rights law,
often working in most trying and even dangerous situations.
That work goes on.
Many of the Special Rapporteurs of the United Nations
have suffered retaliation for their actions, including the
Special Rapporteur on the Independence of the Judiciary
(Dato' Param Cumaraswamy) whose case was recently taken
to the International Court of Justice. The bureaucracy of the United
Nations is often trying.
The frustrations and defeats are sometimes dispiriting. But let no one say that it is all talk. At least in the case of Cambodia, there was action. Even for more oppressive nation states, it
is a salutary requirement of international institutions
and practice today that the autocrats and their representatives
must come before the bar of the United Nations and answer
to charges of infractions of international human rights
law. There is progress
in that fact alone.
The ICCPR First Optional
Protocol
My second
illustration brings little credit on me.
Soon after it was announced that Australia would
sign the First Optional Protocol to the International
Covenant on Civil and Political Rights (ICCPR) (thereby
rendering itself accountable to the United Nations Human
Rights Committee on the communication of an individual),
I was asked whether the gay and lesbian reform group in
Tasmania should mount a complaint to the United Nations
concerning the Tasmanian criminal laws against adult homosexual
conduct between males. I am ashamed to say that
I expressed a view that such a communication was bound to
fail. The intended complainant, Nicholas Toonen,
had not been charged with an offence under the Tasmanian
laws. He had not exhausted domestic remedies because
no domestic process had been taken against him. I told him that his complaint was hopeless. In fact, the Human Rights
Committee upheld Mr Toonen's complaint against Australia. In the ultimate result, the
Australian Federal Parliament enacted a statute over-riding
the Tasmanian laws. Those laws were repealed
and replaced by the non-discriminatory provisions now in
force. Now, nowhere in Australia is there any law
imposing criminal sanctions for adult private sexual conduct,
although there are still serious inconsistencies in the
treatment of who is an adult for this purpose.
The lessons of the Toonen
Case are many. For my immediate purposes,
they show once again the practical operation of international
human rights law, at least in a country such as Australia
which has signed the First Optional Protocol to the ICCPR
and is a good international citizen. As we do not have a general constitutional
Bill of Rights and as there is no regional human rights
court or commission for Asia or the Pacific, the importance of the ICCPR could not be over-stated. Indeed, the significance of the Toonen decision runs far from Tasmania
and Australia which, ultimately, would have corrected their
legal aberration on homosexual offences.
It brings hope to people in countries where individuals
are still oppressed by reason of their sexuality. Because I am homosexual myself,
I understand that oppression; indeed it helps me to understand
all oppressions based on irrational and irrelevant grounds. I applaud the fact that two Australians, Nicholas
Toonen and Rodney Croome, politely ignored my opinion and
pressed on with their communication, invoking international
law.
I do not pretend that the Toonen
decision, and its reasoning, passed without criticism
in Australia or elsewhere. For example, some have seen it as an unwarranted
and premature intrusion into Australia's domestic concerns
and federal governmental arrangements, indeed to the rule
of law in Australia. Some, of the other view, have considered that
it did not go far enough.
Thus, it has been suggested that it is fundamentally
erroneous to rest a human rights response to oppression
on the ground of sexuality on notions of privacy rather
than on notions of full equality.
This has been seen, by some observers, as little
more than the "freedom" of a closeted human identity
and one which tolerates the very public violence and discrimination
suffered by many homosexual citizens when they move out
of the privacy of the kind that ICCPR protects. Australia's rule of law was
challenged and tested.
But the outcome was reform of that law which, now,
most would regard as enlightened and just.
Bangalore Principles on Domestic Application
of International Law
A most important development has occurred in Australia
in the use that is being made of international human rights
norms. It is a development
new in a country which has hitherto adhered strictly to
the "dualist" notion:
that the norms of international law do not become
part of the domestic law unless made so by the municipal
lawmaker. The development to which
I refer is sometimes described by reference to the Bangalore
Principles. These were adopted at a conference
mainly attended by Commonwealth judges in Bangalore, India
in 1988. The Bangalore Principles acknowledge the dualist
rule. International
law is not in most countries, as such, part of domestic
law. But in respect of international human rights norms, the Bangalore
Principles accept that judges of the common law tradition
may properly utilise such international rules in construing
an ambiguous statute or in filling the gaps in the precedents
of the common law.
In a former judicial post, I frequently invoked the
Bangalore Principles, sometimes with, and sometimes without,
the support of judicial colleagues. An important breakthrough
occurred in Australian thinking on this subject in the Mabo decision which, for the first time, upheld the rights of indigenous
peoples in Australia to title in land with which they could
prove long association. One strand in the reasoning
which led the majority of the High Court of Australia to
reversing past judicial holdings and upholding that claim,
was the serious breach that would otherwise arise in respect
of Australia's international human rights obligations.
Justice Brennan, who wrote the leading opinion in
the Mabo Case, said:
"The common law does
not necessarily conform with international law, but international
law is a legitimate and important influence on the development
of the common law, especially when international law declares
the existence of universal human rights. A common law doctrine founded in unjust discrimination
in the enjoyment of civil and political rights demands reconsideration. It is contrary both to international standards
and to the fundamental values of our common law to entrench
a discriminatory rule".
The High Court in Mabo
acknowledged the impact which "the powerful influence
of the Covenant" would increasingly come to play upon
Australia's common law. This appreciation obliges a shift in the understanding
of the dualist principle.
In the past, it has ordinarily been voiced in terms
that municipal law must await incorporation of international
law by the municipal legislature.
In a common law country, it should, I think, be candidly
accepted that the judiciary also has a role.
In the exercise of that role, the judiciary of the
common law tradition may, in appropriate cases, play a part
in moulding the common law to universal principles expressed
in international human rights law.
In doing so, they should not simply incorporate a
complete treaty "by the back door". However, the legitimate role
of judicial elaboration using international law as an influence
upon municipal common law is now increasingly understood
and decreasingly controversial.
This process will, I have no doubt, continue to gather
pace. It is not
a breakdown in the rule of law. It is simply a new way of expressing the rule.
In my reasons in a couple of decisions in the High
Court of Australia, I have suggested that the Bangalore
Principles might be appropriate for incorporation into reasoning
about the meaning of the Australian Constitution itself. I have suggested that the
Court "should adopt the meaning which conforms to the
principles of universal and fundamental rights rather than
an interpretation that it would involve a departure from
such rights". In elaborating this view
I have suggested:
"Where there is ambiguity,
there is a strong presumption that the Constitution, adopted
and accepted by the people of Australia for their government,
is not intended to violate fundamental human rights and
human dignity ... The Australian Constitution ... speaks
to the people of Australia.
But it also speaks to the international community
as the basic law of the Australian nation which is a member
of that community".
In due course I believe
that this opinion will be vindicated.
But it must be acknowledged that views of the kind
which I have mentioned have attracted criticisms, especially
from those who adhere to the "originalist" school
of constitutional interpretation, which I regard this as a form of legal ancestor worship. Two other Australian developments
should also be stated.
One is the introduction of a Bill designed to overcome
a decision of the High Court and to render, as part of Australian
federal law, the rule that "entering into an international
treaty is not reason for raising any expectation that government
decision-making will act in accordance with the treaty if
the relevant provisions of the treaty have not been enacted
into domestic law".
The second development is the institution by the
Australian government of a review of Australia's participation
in six United Nations committees which oversee human rights
treaties. This review has followed,
in point of time, criticism of Australia in the Committee
on the Elimination of All Forms of Racial Discrimination
in respect inter alia of mandatory sentencing laws that were partly copied from
the United States. The
work of the United Nations human rights committees has been
defended by the President of the Australian Human Rights
and Equal Opportunity Commission. The outcome of the review
is not yet known.
So far as domestic application of international law
by the judges is concerned, Professor Hilary Charlesworth
has said, accurately I believe, that the suggested "threat
of international law to the Australian legal system is much
exaggerated". She has described the highest
court as being "very cautious in its embrace of international
law; it has kept its gloves and hat on at all times". If, occasionally, I have
lifted my hat to pay passing respect to international law
it is because my experience over twenty years has brought
me into close familiarity with the operations of international
law and international institutions - especially in the field
of human rights. That
operation is by no means alien to lawyers of the Anglo-American
tradition. The influence of such lawyers upon the texts
and jurisprudence, from the beginnings of Mrs Roosevelt's
Universal Declaration of Human Rights up
to the present time, has been profound.
In a sense, as Judge Buergenthal said in 1997:
"It is ironic that
western countries which have a cultural and geopolitical
interest in global respect for human rights, have lately
come to apply brakes to the domestic application of international
norms. By way of
contrast, some States which have suffered from past dictatorial
regimes have played an important role in encouraging the
adoption of domestic constitutional mechanisms that strengthen
the power of the independent judiciary to enforce international
human rights guarantees in conflict with national law and
to implement the rulings of international tribunals".
CONCLUSIONS
No sitting of the High Court of Australia now passes
without some relevant international legal principle being
invoked as an aspect of a domestic legal problem.
Thus on 4 August 2000 the Court refused special
leave to appeal from a decision of the Full Court of the
Federal Court in Nulyarimma
v Thompson. That was a case in which
a number of Australian Aboriginals had complained that they
had suffered "genocide" in terms of the Genocide
Convention and international customary law. They contended that the applicable principles of international law
were reflected in, and recognised by, Australia's municipal
law. The "genocide" of which they complained
was a form of "cultural genocide" arising from
alteration of their native title rights to land and a decision
of the federal government not to proceed with listing certain
traditional lands on the World Heritage List.
The Court (comprising Justices Gummow, Hayne and
myself), in refusing special leave, expressed no opinion
on the general question of the incorporation of international
law in municipal law otherwise than by treaty or on the
special question of the incorporation of the universal crime
of genocide. The
Court acknowledged that these were important legal questions
but held that they did not arise in the instant case.
It is in this way that, typically, issues of this
nature come to be considered before Australian courts.
Many cases come before the High Court concerning
the Refugees Convention which, in Australia, has been incorporated into
municipal law in respect of the definition of "refugees". Beyond this, important questions
are regularly presented to the courts concerning extradition
law, the Convention on the Civil
Aspects of International Child Abduction, the international intellectual property protection regimes, various conventions of the International Labor Organisation to which
Australia is a party, the Hague Rules and the
Brussels Convention for the Unification of
Certain Rules of Law Relating to Bills of Lading, and the Closer Economic Relations
Treaty between Australia and New Zealand. Most of these cases are collected
each year in the Year
Book of International Law.
Each year this chapter grows larger.
Even if municipal judges today in countries such
as Australia were personally disinclined to lift their eyes
to the burgeoning growth of international law, their ordinary
judicial duties will increasingly confront them with the
realities that come with global transport, interactive technology
and international problems.
International law is no longer a realm of princes,
diplomats and nations. The global economy and the global village have
brought international law into the courtrooms at every level. It is inevitable that, in this way, international
law comes increasingly to affect the rule of law in Australia.
The old ideology of the traditional concept of the
rule of law in the nation state was flawed by weaknesses
within each nation. Increasingly
that ideology has been from outside in the form of transnational
corporations and media.
Now the challenges are being felt from global and
regional organisations, especially in the field of economics
and trade but also in the contexts of international security
and human rights.
The nature of the interconnected world, with global
and regional problems, makes it impossible to turn back
the clock. Accordingly,
there will thus be no return to the idealised notion of
the rule of law in the nation state with the "sovereign"
people of each state able to control, without restriction,
the law by which they are governed.
Even the strongest of the "strong" states
of the world is now unable to ignore the dynamic of globalism.
This is because the dynamic grows out of universal
phenomena - global technology and the urgent need for
solutions to global problems in which the world or many
states are concerned.
This being the case, the growing interaction of municipal
legal systems and international law is inevitable.
Its impact of the rule of law is inescapable.
In my experience, at least, in the field of human
rights, it is usually beneficial.
Whether this is universally so, and in particular
in matters of trade and economics where the big players
have a disproportionate clout, remains to be seen.
The challenge before us is to readjust our thinking
within nation states to the reality of the world in which
those polities, and their lawmaking institutions, must now
operate. And to
inculcate, in global and regional institutions, the mechanisms
for effective accountability, a respect for matters in which
there is, or should be, sharing about the common heritage
of humanity and deference to universal principles of human
rights which should lie at the heart of the New World Order.