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Speeches
TORTS TOMORROW - A TRIBUTE TO JOHN FLEMING
COMPARATIVISM, REALISM AND THE ECONOMIC FACTOR -
FLEMING'S LEGACIES 1
The Hon Justice M D Kirby AC CMG
2
MAN OF INFLUENCE
Kipling, that somewhat out of fashion poet, in a loving tribute
to his teachers, declared that such "men of little showing"
deserved blessing and praise: 3
"For their work continueth,
And their work continueth,
Broad and deep continueth,
Great beyond their knowing!"
So it is with great law teachers. In the law, they must usually
wait for decades before their teaching and writing finds its
way, through the minds and pens of their pupils, into the
decisions of the highest appellate courts. An illustration
of this thesis in Australasia, lies in the legal realism of
Professor Julius Stone 4
. He taught jurisprudence in universities in Auckland and
Sydney from the 1940s to the 1970s. John Fleming is in the
same category. I was not his pupil at the Canberra University
College and the Australian National University, where he helped
to establish the Law Faculty. But his arrival on the Australian
scene coincided with my legal education and that of most of
the current generation of Australia's judges. The first edition
of his influential book The Law of Torts, in 1957,
was neatly timed for my instruction to the subject at the
Sydney Law School, in 1959, by the brilliant and cerebral
W L Morison. Thenceforth, for me, and for generations of Australian
law students, practitioners and judges, "Fleming on Torts"
became the standard text. His book stamped on me an approach
to the subject which I have not been able to shake off and
which I have no desire to escape. It is the conceptual framework
that has influenced my approach to this highly practical field
of the law. I am not alone. The same could be said of thousands
of lawyers in Australia, New Zealand, the Pacific Islands,
Canada, the United States and even England.
In practice as a solicitor and barrister, in my work in the
Australian Law Reform Commission and later as an appellate
judge I constantly had resort to Fleming's text. This could
be safely done because of the high regard in which it was
held by Australian courts and practitioners. The succeeding
editions kept the law up to date. By stating the law in a
practical context, the book had a great appeal to a busy practitioner.
By stating it in a conceptual way, it was specially useful
to a law reformer and judge concerned to find the solution
to the immediate question in a way harmonious to the great
mosaic of common and statutory law.
Little wonder that, in his lifetime, Fleming attracted unstinting
praise. Lord Cooke of Thorndon, formerly President of the
New Zealand Court of Appeal, described him as "the doyen
of living tort writers" 5
. Scholarly reviews of the later editions of his Law of
Torts competed with each other to heap praise upon the
book and upon him. The sixth edition was called a "formidable
contribution to torts law scholarship"
6 . In the seventh edition
he was described as "the master of the subject"
7
. He was praised for his "remarkable breadth of scholarship
spanning the entire common law world"
8 . Of that edition it
was said "Each chapter from start to finish [gives] the
reader a firm grasp of the province of the law of torts and
... a more profound understanding of the black-letter rudiments
of the subject" 9
, thereby distinguishing his text from other leading works
on the topic. His technical coverage was praised as "vast
and impressive" by an experienced Australian barrister,
now judge 10
. His views were called "constructive and far sighted",
both as to the nature of the law of torts and to the way it
was developing 11
. No wonder he was regarded as the "leading scholar in
[his] field" 12
.
IN THE HIGH COURT OF AUSTRALIA
Against this background of academic and professional appreciation,
it is hardly surprising that Fleming's writing, both in
The Law of Torts and in other works, came to have an
unequalled influence on the opinions of the Justices of the
High Court of Australia writing, as they often must, upon
problems of tort law.
It is rare to find a torts case of significance in the High
Court in the past thirty or so years which does not refer
to, and draw upon, Fleming's expressed opinions. The large
number of instances where Fleming's views have been cited,
discoverable with the aid of computer analysis, is the more
remarkable because, until recently, the High Court of Australia
adhered to a traditional approach to academic opinions. If
the Court did not always require that the scholar die before
his or her opinions could be cited (on the off-chance that
they might be changed during the course of a busy lifetime)
it was usual to confine references to academic opinion to
a notation of those cases in which the scholar's views had
earlier been adopted by judicial authority. Until then they
were not clothed in the garments of respectability thought
necessary for high judicial citation. It is perhaps one of
the legacies of scholars such as Stone and Fleming that they
weaned a generation of Australian lawyers from this fancy
to which it cannot be expected that Antipodean courts will
ever return. The citation of Fleming's opinion was regarded
as authority enough to cite it - even where the judge went
on to disagree or to reach a different opinion. Such was the
respect for him.
Sometimes Fleming's sharp criticisms of earlier authority
of the High Court of Australia lingered for decades, only
to take their toll when the generation of judges, taught from
his book, came to the fore. An instance is the chequered history
in Australia of the holding in Beaudesert Shire Council
v Smith 13
. The Court on that occasion was constituted by Justices Taylor,
Menzies and Owen. It propounded a new doctrine. Although it
acknowledged that the local authority (appellant) was not
liable to the plaintiff, whether under the statute or in negligence
or for public or private nuisance, it held that it was liable
in an action on the case. The foundation for the Court's opinion
was that the local authority had intentionally performed a
positive act forbidden by law which inevitably caused damage
to the plaintiff by preventing the continued exercise of his
legal rights. Fleming regarded the holding as pure heresy.
He could hardly wait for his fourth edition in 1971 to denounce
it 14
. He described it as a "spurious principle, destitute
of all authority". He maintained his rage over succeeding
editions, distressed that the High Court of Australia would
so deface the precious treasure of his discipline. In the
eighth edition, he cautioned that the Beaudesert
principle would, if not corrected, lead to liability on the
part of an indeterminate class of persons
15 . He was joined by
other critics, judicial and academic.
Ultimately, in Northern Territory of Australia v Mengel
16
the High Court of Australia recanted. The majority referred
with approval, and some readers might think appropriate contrition,
to the comments by Fleming (and other scholars) critical of
Beaudesert 17
. Heresy was extirpated. Integrity of principle was restored.
One can imagine Fleming's quiet satisfaction in California
when the news of this relief reached him.
In Burnie Port Authority v General Jones Pty Limited
18
, continuing a steady course of reconceptualising categories
of liability in negligence 19
, the High Court of Australia held that the rule in Rylands
v Fletcher 20
should be seen for the purposes of the common law in Australia,
as having been absorbed by the general principles of the law
of negligence 21
. Central to the reasoning was the Court's opinion that the
defences developed over time to the application of the rule
in Rylands v Fletcher closely corresponded to the
defences available in an action framed in negligence. This
left little of the rationale of liability originally propounded
in Rylands v Fletcher. That case was therefore to
be seen as a historical staging-post, on the way to a more
conceptual foundation for liability. The Court acknowledged
that its opinion reflected an observation by Fleming expressed
as far back as the first edition of The Law of Torts
in 1957 22
.
More recently, in Northern Sandblasting Pty Ltd v Harris
23
, the Court was concerned with the liability of a landlord
to the child of a tenant seriously injured by electrocution.
The landlord disclaimed liability on, among other grounds,
the basis that it had engaged an independent subcontractor
to repair the defective appliance. That contractor was a licensed
electrician. The law reserved repairs of electrical appliances
to persons so licensed. I will refer to this decision later.
For the present it is sufficient to note the suggestions made,
in the course of the reasoning, that the Court might need
in the future to reconsider the liability of principals for
the negligent acts and omissions of independent contractors
24
. In support of the need to do so, I called to notice Fleming's
scepticism about the existence of a coherent theory for liability
and his reminders of the catalogue of exceptions to the general
principle of exemption existing both in Australia and the
United States 25
.
In another case, decided since I joined the High Court of
Australia, the question arose whether a tortfeasor's liability
to pay damages for gratuitous future care to be given to an
injured plaintiff was reduced because the tortfeasor, rather
than an unconnected third party, was likely to be the provider
of such care. The Court was invited to take into cognisance
the fact that the economic burden of providing the services
would, at least in the case of motor vehicle injuries covered
by compulsory third party insurance, be borne by different
sources. The services would be provided by a relative. The
verdict would be provided by the compulsory insurer as required
by statute. Fleming, "whilst not unsympathetic to a realistic
consideration of the impact of compulsory insurance"
26
saw difficulties with the reasoning which took insurance into
account 27
. In an opinion in which I participated, careful attention
was paid to the views of Fleming, and the contrary views of
other writers. On this occasion, his approach did not prevail
28
. It is enough to note that the Court felt obliged, exceptionally,
to cite Fleming's opinion and to explain, at some little length,
why it did not feel persuaded by it. I hope that Fleming,
to whom the opinion was sent, was convinced by, or at least
content with, our opinion. I must await the posthumous ninth
edition to read his verdict.
There are countless other opinions of the High Court of Australia,
past and recent, in which Fleming's views and comments have
been referred to in the expression of the legal principles
to be applied in Australia 29
. In particular, when resolving contentious or unsettled issues,
a court must recognise that choices have to be made. Conclusions
cannot be reached solely by analogous reasoning from past
authority. In making its choices, the court will draw strength
from the past authority. But it will also be influenced by
considerations of legal principle and legal policy
30 . It is because of
Fleming's practical and conceptual approach that his writing
has such a great influence on a court such as the High Court
of Australia when the judges are at the moment of choice.
Several reasons combine to explain John Fleming's influence
on legal theory and decision-making in Australia. They include
the very long time during which he wrote and explained the
law of torts: associating his mind and pen with its intricacies.
A further consideration, from the Australian point of view,
was his advent on the scene at the very moment in legal history
when the Australian courts began to shake off their exclusive
institutional and intellectual captivity to the English judiciary,
including those members sitting in the Privy Council. The
appearance of a book which concerned itself, more than by
way of exotic footnotes, with Australian decisions was one
of the given objectives which Fleming expressed in the first
edition of The Law of Torts. The succeeding editions
traced the increasing independence of the Australian courts
in this area.
This, then, is the context for Fleming's influence. But I
want to suggest that three elements in his writing can be
singled out to explain the power of his impact and why his
influence is likely to continue. I refer to his commitment
to comparative law; his attachment to legal realism; and his
insightful appreciation of the importance of economic considerations
in the development of legal liability in tort.
FLEMING THE COMPARATIVIST
It is unsurprising that Fleming should have adopted a comparativist
approach to the law of torts. He was born in Germany in 1919.
He went to England in his teens and fought for its cause in
the Second World War. He was thirty when he migrated with
his young family to Canberra. After a decade in Australia
he moved to North America. Although based at the University
of California, Berkeley, it was perhaps in Canada that he
had his most profound impact in North America. Justice Allen
Linden of the Federal Court of Canada, one of his former students,
described his book on torts as "the bible for Canadian
law students and judges for forty years"
31 . His itinerant life
was reflected in his writing:
"Unlike any other volume on the subject, it weaves
together the analysis of legal developments in Australia,
Britain, Canada and the United States. This comparative law
approach reflects Fleming's long and celebrated academic career
on three continents" 32
.
At the time that Fleming arrived in Australia, such a catholic
approach to legal authority was unusual, to say the least.
Australian lawyers of the time did not commonly resort to
the variety of judicial authority available within their own
federation. Practitioners up to the 1980s tended to have on
their shelves the authorised English reports (for the Privy
Council, the House of Lords and the English Court of Appeal),
the Commonwealth Law Reports (for the High Court
of Australia) and the authorised reports for the Full Court
of their own State. Rare indeed was the use of other common
law authority. Even the comparatively extensive use in the
earliest decades of the century of the opinions of the Supreme
Court of the United States of America on constitutional questions
faded away under the all-powerful influence of the one great
source of comparative law stimulus which Australian lawyers
acknowledged: the laws of England.
In the first edition of The Law of Torts, Fleming
made his intention to adopt a globalised comparative approach
to his subject perfectly plain
33 :
"In much of this [book] I have drawn heavily on the
work of North American teachers, and anyone familiar with
the vast literature will readily appreciate the immense debt
which I owe to the inspiration of such an outstanding tort
lawyer as Professor Fleming James Jr of Yale, Dean W Prosser
and Professor A Ehrenzweig of Berkeley, California, and Dean
C A Wright of Toronto, to mention only a few".
Perhaps this approach could not have occurred in an Australian-born
academic of that time. We were still mesmerised by the conception
of ourselves as part of the English legal continuity traced
back to Magna Carta. We still saw ourselves as a
sub-branch - minor at that - of the common law of England.
It was possibly Fleming's German birth, British education
and migration to the new worlds that encouraged him to see
his topic in a wider focus. In the third edition of his text
he wrote 34
:
"[t]he relative detachment gained from viewing the
'British' scene from an outside vantage point and from devoting
a goodly share of attention to American law could not but
fail to leave their mark".
Because of his international connections and teaching experience,
the course which his own life had taken and the still strong
foundation of his topics in the common law, Fleming was determined
to share with his readers the perspective of decisions on
analogous problems in other common law countries, for the
guidance which they might provide to antipodean judges and
lawyers 35
:
"In general, I have not hesitated to draw on case-law
from whatever common law jurisdiction, and the reader will
find numerous citations and decisions from American, Canadian,
Irish and Scottish courts whenever these seem to me to furnish
a useful analogy or contrast ... I have also cited freely
from articles in learned journals, both British and American,
as this seems to me but a small tribute to pay to the many
authors whose views have moulded so much of my own thinking".
If we look at the course which the stream of common law authority
in tort has taken in Australia, particularly in the High Court,
we can see the impact which Fleming, the comparativist, has
had. There is now far greater citation of decisions of other
common law countries. Indeed, this has now become standard
practice. The practice is known to the courts of the Australian
judiciary hierarchy and by the counsel who appear before them.
Deriving ideas and analogies from other jurisdictions is now
a commonplace 36
. So is the citation of academic opinion (although not without
some rear guard resistance in certain quarters
37 ).
Fleming cannot be credited as the sole progenitor of this
enlargement of the source materials for the development of
legal principle in Australia. As I have said, his arrival
in Canberra coincided with the first moves which were afoot
towards total legal independence. These did not really gather
momentum until the decade after he had left Australia. It
was not until 1963 that the High Court of Australia felt itself
able expressly to reject a holding of the House of Lords on
a matter of basic common law principle
38 . In 1968 the separate
development of Australian law, and specifically of Australian
torts law, was explained by Chief Justice Barwick in Mutual
Life and Citizens Assurance Co Ltd v Evatt
39 :
"The Court's task ... is to declare the common law
in this respect for Australia. There are indicative decisions
in the courts of England; these are to be regarded and respected.
With the aid of these and of any decisions of courts of other
countries which follow the common law and of its understanding
of the common law, its history and its developments, the Court's
task is to express what is the law on this subject as appropriate
to current times in Australia. This will not necessarily be
identical with the common law of England ... though it will
always be preferable if substantial divergence between the
two can be avoided ... [W]here no authority binds or current
of acceptable decision compels, it is not enough, or indeed
apposite, to say that the function of the Court in general
is to declare what the law is and not to decide what it ought
to be."
Complete intellectual freedom was not secured until the successive
abolition of appeals from the High Court itself
40 and from other Australian
courts 41
to the Privy Council in London. But Fleming's eclectic approach
to legal ideas, and his willingness to draw upon a wide variety
of common law (and civil law) source materials made his writings,
and particularly The Law of Torts at once a reflection
of the growing legal nationalism of courts in Australia and
a stimulus to the process which the larger forces of history
had set in train.
During my service as an appellate judge (and indeed before,
in my work in institutional law reform) I have seen an enormous
change come over the attitude of the Australian judiciary
and legal profession to legal ideas originating outside England.
I say this without a hint of Anglophobia. I agree with Justice
Huntley that our link to the English law saved antipodean
lawyers from provincialism and mediocrity
42 . But now we have
a wider source for legal concepts. It is stimulated by the
demands of the highest courts of the common law countries
themselves. In this, these courts are merely responding to
the dynamic of globalism which derives from technological
and economic developments affecting the world more generally.
Sir Anthony Mason was clearly right in his observation
43 :
"The emerging trend towards a convergence of different
national versions of the common law is in part referable to
the regard paid by courts and legislatures to solutions to
legal problems operating elsewhere in the world. Comparative
law was once considered the province of academics. But now
it is important that the focus of practitioners also should
extend beyond the domestic boundaries and embrace an awareness
of developments in other legal systems."
Sir Anthony Mason noted how many academic lawyers had "deserted
the groves of Academe for the topless towers of the Central
Business District" 44
. Fleming never made that move. His consistent theme as an
academic comparatavist stimulated and contributed to the rise
and rise of comparative law in the courts. It is interesting
to observe how the movement has even now caught up the English
courts, and specifically the House of Lords
45 . Sometimes their
Lordships have been led to an acceptance of errors in their
own reasoning by a consideration of authority from elsewhere
in the common law, including Australia
46 . It is futile to
speculate on what might have happened to the Privy Council
and to institutional links if a similar open-mindedness and
sharing of the judicial treasure, had been adopted in Whitehall
in the years immediately after the Second World War. But at
that time, when Fleming migrated to Australia, the mood was
not right for a two-way street. It is not too much to say
that it is scholars like Fleming and the lawyers whom they
have influenced, who have, belatedly, widened the source material
of the global common law and enhanced the role of comparative
law analysis within it.
FLEMING THE REALIST
In the preface of the first edition of The Law of Torts,
John Fleming set out to undertake
47 :
"an altogether fresh approach, both in point of substance
and arrangement, with a view to presenting as realistic a
description of the modern, mid-20th century operation of tort
law as seems to be both possible and desirable in the interests
of practitioner and student alike".
It was with this object in mind that Fleming paid particular
attention to practical aspects of the operation of tort law
such as the assessment of damages, the gradual shift towards
statutory no fault compensation schemes and the impact of
insurance. When setting out to write his magnum opus,
Fleming's intention was 48
:
"To bridge the gulf which all too frequently exists
between 'law in books' and 'law in actual operation'".
At the time of Fleming's arrival in Australia, this theme
of realism must have seemed somewhat disharmonious to most
legal scholars (although not to Julius Stone). These were
the years of the declaratory theory of the judicial function
and the thesis that "the Law" already existed in
the books and had only to be found by a process of logical
deduction of a semi-mechanical kind. It is clear that Fleming
had little patience with this unrealistic doctrine, soon to
be denounced by Lord Reid as a "fairytale"
49 . In the very first
year after his arrival in Australia, he was writing in the
Australian Law Journal an article tellingly headed
"Substance and Procedure"
50 . Taking to task
the House of Lords for its then recent decision in Hill
v William Hill (Park Lane) Ltd
51 , he did not pull
his punches in describing the case of Leroux v Brown,
52
, there referred to, as "deplorable and much criticised"
53
. The article takes a passing shot at the great A V Dicey's
book on Conflict of Laws, whose writ was then largely
unquestioned throughout the Empire. Fleming described the
new edition of that book as an "unfortunate legacy"
which should have been "courageously abandoned".
At the age of 31, Fleming rejected supine intellectual orthodoxy
54
.
To like effect was an article published as "A challenge
to judicial technique" 55
two years later. It concerned the action per quod servitium
amisit. It followed the decision of the High Court of
Australia in Attorney-General for New South Wales v Perpetual
Trustee Co Ltd, 56
. At that early stage in his study of Australian law, Fleming
expressed, succinctly, an appeal to realism
57 :
"[T]he traditional devotion to precedent must be attenuated
in order to permit legal rules to develop in correspondence
with the changing attitudes of the community. It would be
a matter for regret if a final authoritative pronouncement,
at this stage in particular, should be interpreted as limiting
or foreclosing the area for future experiments through judicial
process".
Realism - legal realism - became one of the hallmarks of
Fleming's writing. This was recognised by colleagues and commentators
alike 58
:
"Professor Fleming's clear exposition of the substantive
law is consistently inter-laced with comments or rhetorical
questions concerning the balancing of competing interests
and the social ends the law of torts are meant to serve. As
he himself says, one cannot understand, let alone apply, a
rule of law unless one understands the reason behind it".
Of his other important work The American Tort Process,
the distinguished English jurist, Norman Marsh said
59 :
"[He] looked beyond the formal features of United States
tort law to its interaction with the legal institutions, constitutional
framework and professional practises which surround it".
Fleming thought that it was only by realism that lawyers
could "assess ... their impact on the application and
development of substantive doctrine"
60 . He denied that
law was "occult, arcane [or] oracular"
61 believing, rather,
that it was directed to the resolution of social conflicts.
He declared himself to be "more concerned with the effect
of the operation of legal rules, with their aims and reasons,
than with mechanistic problems of internal consistency of
decisions within the framework of any given system of precedent"
62
. This recognition of the way law operates in society, and
of the influence of policy and principle on the law's development,
has had a marked effect on common law jurisprudence. Although
his chosen discipline of the law of torts was a specially
fertile field for a legal realist, Fleming's teaching was
highly influential, with an impact going far beyond his chosen
speciality.
It is because of legal writers such as Fleming, and the influence
their insights have had upon generations of students who became
the advocates and judges of the common law, that the fairytale
of the declaratory theory of the judicial function has now
at last been reverently laid to rest. The judiciary throughout
the common law world has, in my view, responded to the "challenge
to judicial technique" of which Fleming wrote in 1952.
In saying this, I do not pretend that we have yet been able
to substitute an entirely satisfactory doctrine to chart the
limits of judicial inventiveness so as to escape the castigation
of the critics of judicial "activism"
63 . Fleming's death
is a serious loss of an enlightened scholar. It has occurred
at a time when criticism of judicial technique has become
a universal phenomenon as a result of the adoption by judges
of the candour and realism which Fleming, with others, urged
upon us 64
.
FLEMING AND THE ECONOMIC FACTOR
In 1992, in that favourite haunt of his the Law Quarterly
Review 65
, Fleming commented on a decision in which I took
part in the New South Wales Court of Appeal: Cekan v Haines
66
. In that decision 67
I lamented "the failure of the common law to develop
more than a general notion of the economic consequences of
asserting the requirements of reasonable care". I described
this as "one of the chief defects in the law of negligence
as it has developed".
The case concerned damage to an intoxicated prisoner who
had injured himself in a fall in a police cell. The question
was whether the State was negligent in failing to alter the
physical arrangements of the prison or the disposition of
police personnel so as to allow continuous, or appropriately
intermittent, surveillance of such prisoners. The Court of
Appeal unanimously rejected the claim. In my opinion, I referred
to countervailing considerations such as the respect of the
legitimate privacy and other rights of prisoners
68 ; the costs of implementing
the regimes posited 69
; the marginal utility of surveillance as a means of preventing
deliberate self-injury by prisoners
70 and the experience
in other similar countries 71
as setting the desirable standard for Australia.
In his comments on the case, Fleming noted the early judicial
attempts in the United States to formulate, in algebraic terms,
the ratio between the probability of injury and the cost of
prevention 72
. Such attempts concluded that the law demanded no more than
cost justified precautions against accidents. Fleming recognised
the difficulty of calculating the probability of risk with
accuracy. But he correctly observed that, in medical negligence
cases, statistical evidence would often be available
73 . He mentioned the
less than wholly satisfactory distinction between "policy"
and "operational" decisions of public authorities
as a criterion for court intrusions into their expenditure
of funds in accident prevention
74 . He recognised,
as did the New South Wales Court of Appeal in Cekan,
that decisions by courts in a particular case would necessarily
have economic implications (possibly substantial) for the
budgetary decisions of public authorities more generally
75 . Whilst not questioning
the outcome of Cekan's case, he commented, with his
customary sharpness 76
:
"It must ... remain a matter of concern reflected in
current widespread agitation for prison reform that the courts
on their part can do nothing to encourage the modernisation
of antiquated facilities".
Fleming never lost sight of the role of the law, specifically
of the law of torts, in setting society's standards and spreading
risks in a morally acceptable way. Loss spreading was, from
the start, one of the practical themes which his academic
writing brought home to judges and practising lawyers. In
An Introduction to the Law of Torts
77 he wrote:
"This change of emphasis from loss-shifting to the
loss-spreading function of tort law is bound to modify much
of the conventional thought concerning the so-called attribution
of legal responsibility".
This candid acknowledgment of the economic function of tort
law clearly has consequences for the methodology of resolving
borderline problems. The growth of the law and economics movement
has not yet peaked 78
. The writings of Professor (now Chief Judge) Richard Posner
79
continue to stimulate judicial and legal thinking in Australia
80
, in the United States 81
and elsewhere. My early judicial adventures on this topic
in the Court of Appeal 82
are now continuing in the High Court of Australia. One of
the considerations which led me to hold back from imposing
a duty of care on the landlord in Harris
83 was an economic one.
To the argument that the exceptional "special duties"
of care should be expanded to the relationship of landlord
and tenant, I accepted that some arguments favoured that course
84
:
"Imposing a non-delegable duty on landlords would help
to encourage high standards of care in the provision of rented
premises, the choice of reliable contractors to inspect regularly
the safety of the premises and speedy attention to complaints
about faults having a potential to cause harm. [It] would
also fix the obligations on a readily identifiable person,
being the person with the ultimate control of the premises
and their safety. It would acknowledge that, for some activities,
such as electrical repair, the landlord would of necessity
be obliged to rely on contractors. But it would protect tenants
as a generally vulnerable group from inadequate or negligent
performance by contractors of their duties. Although there
is a need for low-cost housing, the law should not condone
the provision of such premises in an unsafe state. The commercial
and contractual nature of the relationship should give rise,
where necessary, to an obligation upon the landlord to carry
the loss rather than to impose such a burden upon the more
vulnerable tenant and the tenant's family and visitors".
In holding back from acceding to the argument, I went beyond
an analysis of the presently established categories
85 :
"The result would still be the introduction of a new
burden on landlords which, on legal authority accepted until
the recent past, they would not reasonably have anticipated.
Such a burden would necessarily have a retrospective operation.
Given the wide range of persons who constitute landlords of
the proposed class, it could be anticipated that some would
not be insured. Even those insured might find their cover
limited to established liability. ... This Court has no way
of estimating the economic consequences of inventing a new
category of 'special' duty. Nevertheless such consequences
would clearly include the potential costs of imposing new
duties of inspection; of withdrawing some low cost accommodation
from the market; and of obtaining liability insurance to meet
the relatively rare case that the insurance of a qualified
contractor, engaged by the landlord, proved insufficient for
the peculiar risk in a particular case".
The realistic approach to the ever-expanding duties imposed
by the law of negligence requires an understanding by the
courts of the algebraic formula to which Fleming made reference.
It is part of the realism which he introduced into his treatment
of the subject. This fact helps to explain why, in cases at
the borderline, judges everywhere, including in the High Court
of Australia, are referring to the cost, insurance and other
implications of their decisions. They do so although the evidence
rarely (or never) permits them anything approaching an accurate
assessment 86
. Just as other law makers would not dream of now performing
their functions in disregard of the economic factor, so courts
in their function of declaring, clarifying and extending legal
principle must take seriously the economic consequences of
what they are doing.
Fleming illuminated this issue and deepened our understanding
of it. He never missed a copy of The Economist,
87 . He was interested
in economics, as in all things practical. It is another tragedy
of his death that it has taken from us a most insightful teacher
whose guidance on this theme was much needed.
A GARLAND OF RESPECT
In late years I often corresponded with John Fleming. He
never lost a fascination for Australia, its people and its
laws. When he returned to Australia, I would arrange a luncheon
with judicial colleagues so that he could be celebrated by
them. We all recognised his impact on our law of torts and
on our way of thinking. His influence on the decisions of
the High Court of Australia and of the other appellate courts
in this part of the world has been immeasurable. It will continue.
I have tried to identify three reasons. Each is important
to the future of the law of torts. Fleming was a comparativist.
He was a realist. He recognised the social and economic implications
of tort decisions.
It was good to see him celebrated by the senior judges of
Australia. It is right that these essays should be written
to the honour of his memory. But where was the Australian
civil honour for him? Where was the garland of honorary degrees
that such an influential scholar deserved? As usual, Australia
waited until his passing to recognise the man who contributed
so much to its intellectual life.
| 1 |
I am indebted to Mr James Stellios, Senior Research Officer
of the High Court of Australia, for materials and suggestions
for this chapter.
|
| 2 |
Justice of the High Court of Australia. One-time
President of the New South Wales Court of Appeal and Chairman
of the Australian Law Reform Commission.
|
| 3 |
R Kipling, "A School Song" in Prelude
to "Stalky & Co." (Macmillan, London,
1899).
|
| 4 |
See M D Kirby, " Julius Stone - An Intellectual
Life by Leonie Star" [Book Review] (1993) 67
ALJ 74.
|
| 5 |
Hunter v Canary Wharf Ltd [1997] AC 655 at
717.
|
| 6 |
P Heffey, "The Law of Torts (6th ed)" [Book
Review] (1983) 57 Law Institute Journal (Vic)
724.
|
| 7 |
A Grubb, "The Law of Torts (7th ed)" [Book
Review] (1988) 104 LQR 650 at 651.
|
| 8 |
Ibid at 651.
|
| 9 |
C Willett, "The Law of Torts (7th ed)" [Book
Review] (1988) 22 Law Teacher 143 at 144.
|
| 10 |
R A Sundberg, "The Law of Torts (7th ed)"
[Book Review] (1988) 62 ALJ 184 and "The Law of Torts
(6th ed)" (1983) 57 ALJ 369.
|
| 11 |
M A Vennell, "The Law of Torts (6th ed)"
[Book Review] (1983) 10 NZULR 406 at 408.
|
| 12 |
T Dugdale, "An Introduction to the Law of Torts
(2nd ed)" [Book Review] (1986) 136 New LJ 855.
|
| 13 |
(1966) 120 CLR 145.
|
| 14 |
J G Fleming, The Law of Torts (4th ed, The
Law Book Co Ltd, Sydney, 1971), p 615.
|
| 15 |
J G Fleming, The Law of Torts (8th ed, The
Law Book Co Ltd, Sydney, 1992), p 702.
|
| 16 |
(1995) 185 CLR 307.
|
| 17 |
Ibid at 338.
|
| 18 |
(1994) 179 CLR 520 at 545.
|
| 19 |
See eg Australian Safeways Stores Pty Ltd v Zaluzna
(1987) 162 CLR 479; Gala v Preston (1991)
172 CLR 243 at 252-253; cf Papantonakis v Australian
Telecommunications Commission (1985) 156 CLR 7 and
Romeo v Conservation Commission of the Northern Territory
[1998] HCA 5 at 114-115.
|
| 20 |
(1866) LR 1 Ex 265 at 279-280; affd (1868) LR 3 HL
330. The comment by Professor Fleming in The Law of
Torts (8th ed, The Law Book Co Ltd, Sydney, 1992),
p 343 is cited in Burnie Port Authority v General
Jones Pty Ltd (1994) 179 CLR at 545.
|
| 21 |
(1994) 179 CLR 520.
|
| 22 |
J G Fleming, The Law of Torts (1st ed, The
Law Book Co Ltd, Sydney, 1957), p 325.
|
| 23 |
(1997) 188 CLR 313.
|
| 24 |
Ibid at 392.
|
| 25 |
J G Fleming, The Law of Torts (8th ed, The
Law Book Co Ltd, Sydney, 1992), p 389.
|
| 26 |
Kars v Kars (1996) 187 CLR 354 at 376.
|
| 27 |
J G Fleming, "Damages Against the Helpful Tortfeasor"
(1992) 66 ALJ 388 at 389.
|
| 28 |
Dawson J reached his conclusion without reference to
insurance. See Kars v Kars (1996) 187 CLR 354
at 357-364; cf H Luntz, "Damages for Voluntary Services
Provided by a Tortfeasor" (1997) 113 LQR 201 and
S E Degeling " Kars v Kars: Balancing the
Interests of Victims and Carers" (1997) 71 ALJ 882.
|
| 29 |
For recent examples see Mann v O'Neill (1997)
145 ALR 682 at 693 per McHugh J, at 722 per Kirby J;
Hill v Van Erp (1997) 188 CLR 159 at 179-180 per
Dawson J; Nominal Defendant v Gardikiotis (1996)
186 CLR 49 at 68 per Gummow J.
|
| 30 |
Oceanic Sun Line Special Shipping Co Inc v Fay
(1988) 165 CLR 197 at 252 per Deane J.
|
| 31 |
A Linden quoted in S Sugarman, obituary, The Australian,
24 October 1997 at 17. For an important example of
the use of Fleming's writing in Canada, see the decision
of the Supreme Court of Canada in Farrell v Snell
[1990] 2 SCR 311 at 317; (1990) 72 DLR (4th) 289
at 294 where Sopinka J, writing for the Court, relies
on, and applies, the conclusions "admirably surveyed"
in J G Fleming "Probabilistic Causation in Tort Law"
(1989) 68 Can Bar Rev 661.
|
| 32 |
S Sugarman, obituary, The Australian, 24 October
1997 at 17.
|
| 33 |
J G Fleming, The Law of Torts (1st ed, The
Law Book Co Ltd, Sydney, 1957), p iii.
|
| 34 |
J G Fleming, The Law of Torts (3rd ed, The
Law Book Co Ltd, Sydney, 1965), p vi.
|
| 35 |
J G Fleming, The Law of Torts (1st ed, The
Law Book Co Ltd, Sydney, 1957), p iv. In his writings
outside The Law of Torts, Fleming frequently
sampled ideas from other jurisdictions. See for example,
"Property Damage or Economic Loss" (1996) 4
Tort L Rev 177; "Tort in a Contractual Matrix"
(1995) 3 Tort L Rev 12; "Once More, Tort Liability
for Structural Defects" (1995) 111 LQR 362; "Assumption
of Risk - California Style" (1993) 1 Tort L Rev 93;
"Employee's Tort in a Contractual Matrix: New Approaches
in Canada" (1993) 13 Oxford J Legal Stud 430; "Probabilistic
Causation in Tort Law: A Postscript" (1991) 70 Can
Bar Rev 136; "Is Wrongful Dismissal a Tort?"
(1990) 106 LQR 8; "Mass Torts" [1988] Denning
LJ 37; "Is There a Future for Tort?" (1984)
58 ALJ 131 and "The Impact of Inflation on Tort Compensation"
26 Am J Comp L 51 (1978).
|
| 36 |
English judges are also resorting more frequently to
comparative law. See B S Karkesinis and N Nolte, "Some
Comparative Reflections on the Right of Privacy of Public
Figures in Public Places" in P Birks (ed) Privacy
and Loyalty, (Clarendon Press, Oxford, 1997), p 113.
For a remarkable example of the use of comparative law
in Canada, see the opinion of Gonthier J in Laferrière
v Lawson [1991] 1 SCR 541 where the French and Belgian
law on loss of a chance are carefully analysed with due
warning of the dangers in comparative analysis of mistaking
foreign law for lack of full information or understanding.
|
| 37 |
See Hunter v Canary Wharf Ltd [1997] AC 655
at 694 where Lord Goff of Chieveley criticised the use
of academic writings by Lord Cooke of Thorndon; cf D Cane,
"What a Nuisance!" (1997) 113 LQR 515 at 518-519.
|
| 38 |
Parker v The Commonwealth (1963) 111 CLR 610
at 632-633 where the Court declined to follow Director
of Public Prosecutions v Smith [1961] AC 290 (HL).
|
| 39 |
(1968) 122 CLR 556 at 563.
|
| 40 |
Privy Council (Appeals from the High Court) Act
1975 (Cth). The appeals provided by s 74 of the Australian
Constitution remain but these are a dead letter. See
Kirmani v Captain Cook Cruises Pty Ltd [No 2] (1985)
159 CLR 461.
|
| 41 |
Australia (Request and Consent) Act 1985 (Cth);
Australia Act 1986 (Cth) s 11; Australia
Acts (Request) Acts 1985 enacted by each State
|
| 42 |
F C Hutley, "The Legal Traditions of Australia
as Contrasted to Those of the United States" (1991)
55 ALJ 63 at 69.
|
| 43 |
A F Mason, "Changing Law in a Changing Society"
(1993) 67 ALJ 568 at 574.
|
| 44 |
Ibid.
|
| 45 |
Lord Oliver of Aylmerton, "Requiem for the Common
Law?" (1993) 67 ALJ 675 at 685.
|
| 46 |
As when Anns v Merton London Borough Council
[1978] AC 728 was over-ruled in Caparo Industries
Plc v Dickman [1990] 2 AC 605 at 617-618. For recent
discussion see Pyrenees Shire Council v Day [1998]
HCA 3 at 247 and Romeo v Conservation Commission of
the Northern Territory [1998] HCA 5 at 118-119. In
Caparo the House of Lords followed Sutherland
Shire Council v Heyman (1985) 157 CLR 424.
|
| 47 |
J G Fleming, The Law of Torts (1st ed, The
Law Book Co Ltd, Sydney, 1957),p iii.
|
| 48 |
Ibid.
|
| 49 |
Lord Reid, "The Judge as Lawmaker" (1972)
12 Journal of the Society of Public Teachers of Law
22 at 25.
|
| 50 |
(1950) 23 ALJ 487.
|
| 51 |
[1949] AC 530 at 578.
|
| 52 |
(1852) 12 CB 801.
|
| 53 |
Fleming, op cit n 48, at 487.
|
| 54 |
W Cook, Logical and Legal Bases of the Conflict
of Laws (Harvard University Press, Cambridge, 1949),
p 167.
|
| 55 |
(1952) 26 ALJ 122.
|
| 56 |
(1952) 85 CLR 237.
|
| 57 |
Fleming, op cit n53, at 129.
|
| 58 |
"The Law of Torts (6th ed)" [Book Review]
(1983) 4 Auck U L Rev 430 at 432.
|
| 59 |
N S Marsh, "The American Tort Process: A Review
Article" (1989) 38 International and Comparative
Law Quarterly 636 at 647-648.
|
| 60 |
J G Fleming, The American Tort Process (Clarendon
Press, Oxford, 1988),pp v-vi.
|
| 61 |
J G Fleming, The Law of Torts (3rd ed, The
Law Book Co Ltd, Sydney, 1965),p v.
|
| 62 |
Ibid at vi.
|
| 63 |
M D Kirby, "Judicial Activism" (1997) 27
UWAL Rev 1 at 14ff; see also M D Kirby, "Attacks
on Judges - A Universal Phenomenon", address to the
American Bar Association, Maui, 5 January 1998 in ABA
Judicature , forthcoming.
|
| 64 |
Sometimes the Court's realism went further than Fleming
himself envisaged. See eg Kars v Kars (1996)
187 CLR 354 at 376 where the majority opinion (Toohey,
McHugh, Gummow and Kirby JJ) went beyond Fleming's opinion
expressed in criticism of Lynch v Lynch (1991)
25 NSWLR 411. See J G Fleming, "Damages Against the
Helpful Tortfeasor" (1992) 66 ALJ 388; cf H Luntz,
"Damages for Voluntary Services Provided by a Tortfeasor"
(1997) 113 LQR 201.
|
| 65 |
J G Fleming, "The Economic Factor in Negligence"
(1992) 108 LQR 9.
|
| 66 |
(1990) 21 NSWLR 296.
|
| 67 |
Ibid at 307.
|
| 68 |
Ibid at 305.
|
| 69 |
Ibid at 306-307.
|
| 70 |
Ibid at 307-308.
|
| 71 |
Ibid at 309-310.
|
| 72 |
United States v Carroll Towing Co 159 F 2d
169 at 173 (1947) per Learned Hand J. Fleming, whilst
conceding that cost benefit analysis was inherent in the
determination of negligence questions rejected the notion
that negligence could be reduced to a purely economic
notion. The reasonable person was "by no means a
caricature cold-blooded, calculating Economic Man".
See The Law of Torts, (7th ed, The Law Book Co
Ltd, Sydney, 1987),pp 108-109.
|
| 73 |
Hotson v East Birkshire Area Health Authority
[1987] AC 750 was referred to. See also Rogers v Whitaker
(1992) 175 CLR 479. Evidence was given at the trial
that the condition occurred "once in approximately
14,000 such procedures". See ibid at 482; cf
Chappell v Hart noted E Milstein, "Causation
in Medical Negligence - Recent Developments" (1997)
6 Aust Health Law Bulletin 21.
|
| 74 |
Sutherland Shire Council v Heyman (1985) 157
CLR 424 at 469. See also discussion in Romeo v Conservation
Commission of the Northern Territory [1998] HCA 5
at 139-141; Just v British Columbia (1989) 64
DLR (4th) 689 at 696, 708.
|
| 75 |
J G Fleming, "The Economic Factor in Negligence"
(1992) 108 LQR 9 at 12. See also Stovin v Wise
[1996] AC 923 at 933f, 954f. There is further discussion
in Pyrenees Shire Council v Day [1998] HCA 3
at 247.
|
| 76 |
108 LQR 9 at 12.
|
| 77 |
J G Fleming, An Introduction to the Law of Torts
(2nd ed, Clarendon Press, Oxford, 1985), p 8.
|
| 78 |
J A Hay, "The Past, Present and Future of Law
and Economics" (1996) 3 Agenda No 1, 72;
A F Mason, "Law and Economics" (1991) 17 Mon
L R 167. But cf R A Epstein, "Law and Economics -
Its Glorious Past and Cloudy Future" (1997) 64
University of Chicago Law Review 1167.
|
| 79 |
R A Posner, Economic Analysis of Law (3rd
ed, Little, Brown and Co., Boston, 1986). See also R A
Posner, "A Theory of Negligence" (1972) 1
Journal of Legal Studies 29.
|
| 80 |
M D Kirby, "Law and Economics. Is There Hope?"
in M Richardson and G Hadfield (eds), The Second Wave
of Law and Economics , 1988, The Federation Press,
Sydney (forthcoming).
|
| 81 |
G Calabresi, The Costs of Accidents: Legal and
Economic Analysis (Yale University Press, New Haven,
1970), pp 17-20; J J Donohue and I Ayres, "Posner's
Symphony No 3: Thinking about the Unthinkable" (1987)
39 Stan L Rev 791; R C Ellickson, "Symposium on Post-Chicago
Law and Economics" (1989) 65 Chicago-Kent Law
Review 23.
|
| 82 |
See eg Johns v Release on Licence Board (1987)
9 NSWLR 103 at 113; Breen v Williams (1994) 35
NSWLR 522 at 546-549; Canellis v Slattery (1994)
33 NSWLR 104; CES v Superclinics (Australia) Pty Ltd
(1995) 38 NSWLR 47 at 72-74.
|
| 83 |
(1997) 188 CLR 313.
|
| 84 |
Ibid at 398.
|
| 85 |
Ibid at 402.
|
| 86 |
See eg Pyrenees Shire Council v Day [1998]
HCA 3 and Romeo v Conservation Commission of the Northern
Territory [1998] HCA 5.
|
| 87 |
D Smith, "Obituary of Professor Fleming"
(1997) 71 ALJ 1004 at 1005.
|
|