THE ROAD FROM BANGALORE
THE FIRST TEN YEARS OF THE BANGALORE PRINCIPLES
ON
THE DOMESTIC APPLICATION OF INTERNATIONAL HUMAN
RIGHTS NORMS 1
The Hon Justice Michael Kirby AC CMG
2
MONISM AND DUALISM
In a chapter on "The Role of National
Courts in the International Legal Process" in Problems
and Process - International Law and How We Use It
3 Judge Rosalyn
Higgins of the International Court of Justice explains the
need for a good grounding in both municipal and international
law if there is ever to be a real understanding of the relationship
between the two. But suddenly, things are happening.
Different theories about the relationship
of domestic and international law compete for acceptance.
Monists assert that there is but one system of law, with
international law as an element "alongside all the
various branches of domestic law"
4 . For the monist,
international law is simply part of the law of the land,
together with the more familiar areas of national law. Dualists,
on the other hand, assert that there are two essentially
different legal systems. They exist "side by side within
different spheres of action - the international plane and
the domestic plane".
A culture of monism or dualism is inherited
from our place of birth or adoption. I was raised in the
dualist school. Whilst international law was a subject taught
at university, and was regarded as true law, it was on a
different plane. It addressed itself to States and international
organisations and their concerns. Rarely did it impinge
upon domestic law, doubtless because of the dualist theory
and the discouraging attitude of the legal profession. The
negative response was nurtured in the soil of dualism.
Thanks in large part to a remarkable series
of judicial colloquia organised by the Commonwealth Secretariat
in London - with the assistance of Interights - the culture
of resistance, or indifference, to international law is
changing. If one asks for the vision of the legal order
in the twenty-first century, an aspect of great relevance
is the growing rapprochement which can be detected between
international and domestic law. This is happening as a natural
and inevitable result of the increasing influence of international
law upon the municipal legal system, including the influence
of the international law of human rights.
The High Court of Australia, on which I serve,
has long paid great respect to the opinions of the International
Court of Justice as expositions of the principles of international
law where those principles have arisen for consideration
in Australian cases. Sir Gerard Brennan, the former Chief
Justice of Australia, recently collected some of the cases
and referred to their use 5
. Chief Justice Brennan cited, with apparent approval, the
remark of his predecessor, Sir Anthony Mason, describing
the gradual erosion, in Australia, of the strict theory
of dualism. Sir Anthony had suggested that it was "an
overhang of the old culture in which international affairs
and national affairs were regarded as disparate and separate
elements". He foresaw that culture giving way to "the
realisation that there is an ongoing interaction between
international and national affairs, including law"
6
.
In Mabo v State of Queensland [No 2]
7
, as a step in his reasoning towards the conclusion that
the "native title" to land of Australia's indigenous
peoples had survived the acquisition of sovereignty over
the continent by the British Crown and its settlement by
the European colonists, Justice Brennan said of the influence
of international human rights law:
"Whatever the justification advanced
in earlier days for refusing to recognise the rights and
interests in land of the indigenous inhabitants of settled
colonies, an unjust and indiscriminatory document of that
kind can no longer be accepted. The expectations of the
international community accord in this respect with the
contemporary values of the Australian people. The opening
up of international remedies to individuals pursuant to
Australia's accession to the Optional Protocol to the
International Covenant on Civil and Political Rights
8
brings to bear on the common law the powerful influence
of the Covenant and the international standards it imports.
The common law does not necessarily conform with international
law, but international law is a legitimate and important
influence on the development of the common law, especially
when international law declares the existence of universal
human rights. A common law doctrine founded on unjust discrimination
in the enjoyment of civil and political rights demands reconsideration.
It is contrary both to international standards and to the
fundamental values of our common law to entrench a discriminatory
rule which, because of the supposed position on the scale
of social organisation of the indigenous inhabitants of
a settled colony, denies them a right to occupy their traditional
land".
In Australia, New Zealand, Britain and other
countries of the common law which, until now, have adhered
scrupulously to dualism, a change is gradually coming about.
It is the impact of universal notions expressed in international
law, as they affect municipal law that I wish to explore
in this essay. This is one of the most interesting developments
occurring in the domestic law of many countries at this
time. The development has its critics as well as its supporters.
I will describe the developments in some of the jurisdictions
which I know best. I will then attempt to draw some general
conclusions.
THE BANGALORE PRINCIPLES
The traditional view of most common law countries
has been the dualist one described by Rossalyn Higgins:
that international law is not part of domestic law. Blackstone
in his Commentaries , suggested that:
"... the law of nations (whenever any
question arises which is properly the object of its jurisdiction)
is here [in England] adopted in its full extent by the common
law, and is held to be part of the law of the land ..."
9
.
Save for the United States of America, where
Blackstone had a more lasting influence, his view came to
be regarded, virtually universally in common law legal systems,
as being "without foundation"
10 .
In Australia, in 1982, writing judicially,
Justice Mason explained the traditional doctrine in these
terms:
"It is a well settled principle of the
common law that a treaty not terminating a state of war
has no legal effect upon the rights and duties of Australian
citizens and is not incorporated into Australian law on
its ratification by Australia ... [T]he approval by the
Commonwealth Parliament of the Charter of the United Nations
in the Charter of the United Nations Act 1945 (Cth)
did not incorporate the provisions of the Charter into Australian
law. To achieve this result the provisions have to be enacted
as part of our domestic law, whether by a Commonwealth or
State statute. Section 51(xxix) [the external affairs power]
arms the Commonwealth Parliament ... to legislate so as
to incorporate into our law the provisions of [international
conventions]" 11
.
A new recognition has now come about concerning
the use which may be made by judges of international human
rights principles and of their exposition by the international
courts, tribunals and other bodies established to give them
content and effect. This has happened as a reflection of
the growing body of international human rights law, of the
instruments both regional and international which give effect
to it, and as a result of the recognition of the importance
of its content for people everywhere.
An expression of the new approach was given
in February 1988 in Bangalore, India in the so-called
Bangalore Principles . These were agreed by a group
of lawyers, mainly from Commonwealth countries, in the first
in the series of colloquia to which I have referred. The
meeting in Bangalore was chaired by Justice P N. Bhagwati,
former Chief Justice of India. I was the sole participant
from Australasia. Amongst the other participants were Mr
Anthony Lester QC (now Lord Lester of Herne Hill), Justice
Rajsoomer Lallah (later Chief Justice of Mauritius) and
Justice Enoch Dumbutshena (then Chief Justice of Zimbabwe).
Joining the Commonwealth participants was a judge of the
Federal Circuit Court in the United States, Ruth Bader Ginsburg
(now a Justice of the Supreme Court of the United States).
Relevantly, the Bangalore Principles
state, in effect:
(1) International law (whether human rights
norms or otherwise) is not, as such, part of domestic law
in most common law countries;
(2) Such law does not become part of domestic
law until Parliament so enacts or the judges (as another
source of law-making) declare now the norms thereby established
are part of domestic law;
(3) The judges will not do so automatically,
simply because the norm is part of international law or
is mentioned in a treaty - even one ratified by their own
country;
(4) But if an issue of uncertainty arises
(as by a lacuna in the common law, obscurity in
its meaning or ambiguity in a relevant statute), a judge
may seek guidance in the general principles of international
law, as accepted by the community of nations; and
(5) From this source material, the judge
may ascertain and declare what the relevant rule of domestic
law is. It is the action of the judge, incorporating the
rule into domestic law, which then makes it part of domestic
law 12
.
In terms, the Bangalore Principles
declare 13
:
"[T]here is a growing tendency for national
courts to have regard to these international norms for the
purpose of deciding cases where the domestic law - whether
constitutional, statute or common law - is uncertain or
incomplete. It is within the proper nature of the judicial
process and well-established judicial functions for national
courts to have regard to international obligations which
a country undertakes - whether or not they have been incorporated
into domestic law - for the purpose of removing ambiguity
or uncertainty from national constitutions, legislation
or common law" 14
.
Some Australian lawyers (and not a few judges),
brought up in the tradition of the strict dualism were inclined,
at first, to regard the Bangalore Principles as
completely heretical 15
. They cling to such decisions as R v Secretary of State
for the Home Department; Ex parte Bhajan Singh
16 and regard with
much scepticism the assistance to be derived from an international
treaty, other international law or the pronouncements of
international or regional courts, tribunals and committees.
In doing so they observe the classical response of the dualists.
But their views will not prevail.
HIGH JUDICIAL PRONOUNCEMENTS
In the ten years since the Bangalore
Principles were formulated, something of a sea change
has come over the approach of courts in England, Australia,
New Zealand and other countries of the common law. The clearest
indication of the change in Australia can be found in the
remarks of Justice Brennan (with the concurrence of Chief
Justice Mason and Justice McHugh) in Mabo v Queensland
[No. 2] 17
already cited 18
.
To similar effect were the observations of
the English Court of Appeal in Derbyshire County Council
v Times Newspapers Limited
19 , a decision later
affirmed by the House of Lords, although with somewhat different
reasoning 20
. In a sense, the Court of Appeal decision paved the way
for the reasoning of Justice Brennan in Mabo and
was referred to by him. The question in Derbyshire
concerned the question whether a local government authority
was entitled, by the law of England, to sue for libel to
protect its corporate reputation (as distinct from that
of its members). The trial judge (Justice Morland) had held
that it was 21
. His decision was reversed by the Court of Appeal. In the
course of his reasoning, Lord Justice Balcombe
22 referred to article
10 of the European Convention on Human Rights to
which the United Kingdom is a party. That article relates
to freedom of expression. His Lordship said:
"In my judgment ... where the law is
uncertain, it must be right for the court to approach the
issue before it with a predilection to ensure that our law
should not involve a breach of article 10. That was the
approach of Lord Oliver of Aylmerton in In re K D (a
Minor) (Ward: Termination of Access) [1988] AC 806 where,
in relation to an argument based on articles 6 and 8 of
the same Convention and a previous decision of the European
Court of Human Rights, ... he cited with approval the argument
of counsel in the following passage at p 823: 'Although
this is not binding upon your Lordships, the United Kingdom
is, of course, a party to the Convention for the Protection
of Human Rights and Fundamental Freedoms and it is urged
that it is at least desirable that the domestic law of the
United Kingdom should accord with the decisions of the European
Court of Human Rights under the Convention'".
The remarks of Lord Justice Butler-Sloss
in Derbyshire were to similar effect
23 .
After Derbyshire was decided, a
similar question arose in the New South Wales Court of Appeal
in Ballina Shire Council v Ringland
24 . The
new Chief Justice of Australia, Chief Justice Gleeson, and
I, were at that time members of that Court. A majority (Chief
Justice Gleeson and myself; Justice Mahoney dissenting)
followed Derbyshire and the earlier similar judgment
of the Appellate Division of the Supreme Court of South
Africa in Die Spoorbond v South African Railways
25
. In coming to our respective conclusions, both Justice
Mahoney 26
and I 27
referred to the provisions of article 19.2 of the International
Covenant on Civil and Political Rights which Australia
had ratified. Following, as it did, the decision of the
High Court of Australia in Mabo , nobody questioned
the relevance of a consideration by the Court of applicable
or relevant international human rights principles in assisting
it to come to its conclusions about the content of Australian
common law.
In New Zealand, a similar trend has also
emerged. In that country, the position is somewhat different
from that of Australia and England, by reason of the enactment
of the New Zealand Bill of Rights Act 1990
28 . In Ministry
of Transport v Noort ; Police v Curran
29 , the New Zealand
Court of Appeal was required to consider whether the provisions
of the Transport Act 1962 (NZ), ss 58B, 58C and
58D, relating to breath and blood testing were inconsistent
with the right to legal advice under the New Zealand
Bill of Rights Act . The Court, by majority (Justice
Cooke, President; Justices Richardson, Hardie-Boys and McKay;
Justice Gault dissenting) dismissed the appeal, holding
that there was no relevant inconsistency. The reasoning
of the judges differed. Justice Cooke (as Lord Cooke of
Thorndon then was) referred to the "cardinal importance",
in giving meaning to the New Zealand Bill of Rights
Act to "bear in mind the antecedents":
"The International Covenant on Civil
and Political Rights speaks of inalienable rights derived
from the inherent dignity of the human person. Internationally
there is now general recognition that some human rights
are fundamental and anterior to any municipal law, although
municipal law may fall short of giving effect to them: see
Mabo v Queensland (1988) 166 CLR 186, 217-218.
The right to legal advice on arrest or detention under an
enactment may not be quite in that class, but in any event
it has become a widely-recognised right ... Subject to contrary
requirements in any legislation, the New Zealand Courts
must now, in my opinion, give it practical effect irrespective
of the state of our law before the Bill of Rights Act"
30
The extent of a possible obligation on the
part of New Zealand Ministers to have regard to international
human rights norms was again considered by the New Zealand
Court of Appeal in Tavita v Minister of Immigration
31.
That case involved the consideration of the relevance of
international norms to administrative decision-making, as
distinct from the interpretation and application of the
Bill of Rights Act. Mr Tavita had overstayed his permit
to be in New Zealand. He applied to the Court to set aside
a removal order. He argued that the Minister, and the Immigration
Service had failed, although obliged by law, to have regard
to the international obligations relating to a child born
to the applicant and his family in New Zealand. He was thus
entitled to stay in New Zealand. The Crown argued that the
Minister and the Department were entitled to ignore international
obligations whether of the International Covenant on
Civil and Political Rights , the First Optional
Protocol or the Convention on the Rights of the
Child 1989, all ratified by New Zealand.
Delivering the interim judgment of the New
Zealand Court of Appeal, Justice Cooke stopped short of
deciding that international obligations must be
considered in the performance of the administrative decision-making
process 32
. Nevertheless, he reviewed the relevant jurisprudence under
the European Convention established by decisions
of the European Court of Human Rights
33 . He went on to
describe the Minister's submission as:
"... an unattractive argument, apparently
implying that New Zealand's adherence to the international
instruments has been at least partly window-dressing. Although,
for the reasons to be mentioned shortly, a final decision
on the argument is neither necessary nor desirable, there
must at least be hesitation about accepting it. The law
as to the bearing on domestic law of international human
rights and instruments declaring them is undergoing evolution.
For the appellant [counsel] drew our attention to the Balliol
Statement of 1992, the full text of which appears in 67
ALJ 67, with its reference to the duty of the judiciary
to interpret and apply national constitutions, ordinary
legislation and the common law in the light of the universality
of human rights. It has since been reaffirmed in the Bloemfontein
Statement of 1993."
If and when the matter does fall for decision,
an aspect to be borne in mind may be one urged by counsel
for the appellant: that since New Zealand's accession to
the Optional Protocol the United Nations Human Rights Committee
is in a sense part of the country's judicial structure,
in that individuals subject to New Zealand jurisdiction
have direct rights of recourse to it. A failure to give
practical effect to international instruments to which New
Zealand is a party may attract criticism. Legitimate criticism
could extend to the New Zealand Courts if they were to accept
the argument that, because a domestic statute giving discretionary
powers in general terms does not mention international human
rights norms or obligations, the executive is necessarily
free to ignore them 34
.
The Balliol Statement and the
Bloemfontein Statement, referred to in the foregoing
passages, were agreed at meetings of the judicial colloquia
to which I have referred. Like the earlier similar statements,
issued after meetings in Harare, Zimbabwe and Abuja, Nigeria,
they accepted and endorsed the Bangalore Principles
35
. A meeting in 1996 in Georgetown, Guyana, also endorsed
those principles. The tenth anniversary in 1998 saw a colloquium
assemble in Bangalore once again, organised by Interights.
The participants were able to review a remarkable record
of success in the application of the Bangalore Principles.
I turn to a description of the Australian cases, in
which the approach of the Principles has been followed,
to several of which I have been privileged to contribute.
CASES APPLYING THE
BANGALORE PRINCIPLES
I have previously collected a number of decisions
of the High Court of Australia and of the New South Wales
Court of Appeal in which reference had been made to international
human rights principles in the development of the understanding
of the local common law in Australia
36 . In the Court
of Appeal, the cases included:
A case involving a suggested ambiguity of
the Bankruptcy Act 1966 (Cth) whereby civil proceedings
were stayed on bankruptcy and whether the Act should be
interpreted so as to exclude any applications to public
law proceedings brought for the vindication of a public
(as distinct from private) right
37 .
A case concerning imputed bias by reason
of a judge's earlier retainer, whilst a barrister, for a
party to litigation in suggested breach of the requirement
in article 14.1 of the ICCPR that a person have
a "fair and public hearing by a competent independent
and impartial tribunal established by law"
38
.
A case concerning whether the common law
provides an enforceable right to speedy trial
39 having regard to
the terms of article 14.3 of the ICCPR .
A case concerning a right of a mute person
to have an interpreter assist her understanding of evidence
and argument given in open court in proceedings concerning
her, having regard to the terms of articles 14.1, 14.3(a)
and (f) of the ICCPR
40 .
A case involving the right of a litigant
in person to have, as costs, expenses necessary for attending
court by reason of the promise of "equality" before
the courts and tribunals under Article 14.1 of the ICCPR
41
, notwithstanding earlier court decisions to the contrary
in England.
A case involving the imposition of a fine
upon a bankrupt, invalid pensioner prisoner of $60,000.00
as punishment for contempt of court, having regard to the
prohibition on "excessive fines" in the still
applicable Bill of Rights 1688 (GB)
42 .
An appeal by a convicted contemnor involving
an asserted denial of his right to have his conviction and
sentence reviewed by a higher tribunal according to law
as article 14.5 of the ICCPR requires, when all
that was provided was an entitlement to seek special leave
from the High Court of Australia to appeal against conviction
43
.
There are many other Australian cases which
could be mentioned in this context, including cases in the
Federal Court of Australia 44
, the Family Court of Australia
45 and in the Court
of Criminal Appeal of New South Wales
46 . In many of the
lastmentioned decisions, a feature of the reasoning is the
reference by the judges, not only to the text of a relevant
international instrument, but also to the development of
the jurisprudence by courts, tribunals and committees -
particularly the European Court of Human Rights - which
elaborate and explain the fundamental norms.
In New Zealand, the vehicle of the New
Zealand Bill of Rights Act , although not constitutionally
entrenched, gives an established framework for the reference
to analogous jurisprudence developed around similarly expressed
provisions in international law. The same is true of India
Sri Lanka and countries of the "new Commonwealth"
which have written constitutions incorporating a detailed
Bill of Rights. In Australia and England there is no similar
charter of enforceable rights although a Bill has been introduced
into the United Kingdom Parliament to incorporate the European
convention into domestic law. Meanwhile, the absence of
a constitutional charter has not stopped the courts, in
the manner suggested in the Bangalore Principles
, from utilising international law where a relevant gap
appears in the common law where a statute falls to be construed
which is ambiguous.
A CONSTITUTIONAL INTERPRETIVE PRINCIPLE
There is one further development which should
be mentioned. It represents a further step in the logic
of the Bangalore Principles and one to which I
have recently given expression. It involves the adoption
of an "interpretative principle" for the construction
of constitutional texts, so that the text is construed,
as far as possible, to resolve any ambiguities that may
exist, in favour of a construction which upholds universal
human rights in preference to one which does not.
Consider the two Australian cases in which
this "interpretative principle" has been stated.
The first, Newcrest Mining (WA) Ltd v The Commonwealth
47
, concerned a longstanding controversy about the interpretation
of two sections of the Australian Constitution. One section,
s 51(xxxi) limits the power of the Australian Federal Parliament
to make laws providing for compulsory acquisition of property
otherwise than on just terms. In that sense it reflected
the commitment to lawfulness, due process and fair compensation
expressed in international law including in the Universal
Declaration of Human Rights Art 17.2
48 . The other (s
122) affords the Federal Parliament plenary power to make
laws for the government of the Australian territories. The
question was whether the restriction in the list of federal
powers carried over to control laws made for the Northern
Territory which had the effect of the compulsory acquisition
of property. Were such laws in the territories exempt from
the federal requirements?
A previous decision of the High Court of
Australia had held that they were exempt
49 . That decision
was challenged. The Court divided in its opinions. The constitutional
text appeared to be ambiguous. In reaching my conclusion
that the territories power was to be read as subject to
the requirements governing compulsory acquisitions, I invoked
an "interpretative principle" whose provenance
may be traced to Bangalore 50
:
"Where the Constitution is ambiguous,
this Court should adopt that meaning which conforms to the
principles of fundamental rights rather than an interpretation
which would involve a departure from such rights. Australian
law, including its constitutional law, may sometimes fall
short of giving effect to fundamental rights. The duty of
the Court is to interpret what the Constitution says and
not what individual judges may think it should have said.
If the Constitution is clear, the Court must ... give effect
to its terms. Nor should the Court adopt an interpretative
principle as a means of introducing, by the back door, provisions
in international treaties or other international law concerning
fundamental rights not yet incorporated into Australian
domestic law. However, ... the inter-relationship of national
and international law, including in relation to fundamental
rights, is 'undergoing evolution'. ... [I]nternational law
is a legitimate and important influence on the development
of the common law and constitutional law, especially when
international law declares the existence of universal and
fundamental rights. To the full extent that its text permits,
Australia's Constitution, as the fundamental law of government
in this country, accommodates itself to international law,
including in so far as that law expresses basic rights".
No other Justice of the Australian High Court
in Newcrest embraced this principle. However, in
a recent comment, Sir Anthony Mason has remarked that the
approach adopted by me "is entirely consistent with
the principles of statutory construction adopted in
Coco v The Queen 51
and it shares something in common with the use of international
law and conventions as a source for development of the common
law, as expounded by [Justice] Brennan in Mabo [No 2]
52
and subsequently by other Justices in Dietrich v The
Queen 53
and [ Minister for Immigration and Ethnic Affairs] v
Teoh 54
". Sir Anthony added some cautionary remarks: "Whether
this approach will be adopted and, if so, whether it will
make a significant difference remains to be seen. If the
approach is adopted, the question in each case is essentially
particular: Is there any ambiguity? And, if the ambiguity
can be resolved by recourse to history, tradition and Convention
Debates, are they to be over-ridden by the presumptive rule
of construction?"
A more recent decision on this point concerned
the meaning of s 51(xxvi) of the Australian Constitution
("the race power"). That provision permits the
Australian Federal Parliament to make special laws with
respect to the people of any race. In my reasons I returned
to the "interpretative principle"
55 . In rejecting
the argument that such "special laws" could be
adverse and detrimental to persons on the ground of their
race, I said 56
:
"[T]he Australian Constitution, which
is a special statute, does not operate in a vacuum. It speaks
to the people of Australia. But it also speaks to the international
community as the basic law of the Australian nation which
is a member of that community. If there is one subject upon
which the international law of fundamental rights resonates
with a single voice it is the prohibition of detrimental
distinctions on the basis of race. I consider that Judge
Tanaka was correct in the International Court of Justice,
when he declared that 57
:
'[T]he norm of non-discrimination or non-separation
on the basis of race has become a rule of customary international
law' 58
."
Where, unlike in Australia, a constitutional
text exists which contains a comprehensive statement of
fundamental rights, the path of judicial construction, conformable
to the interpretative principle which I have propounded,
is much simpler. Where such a constitutional text makes
reference to fundamental human rights, as also recognised
in international law, it is highly desirable, indeed obligatory,
for judges within municipal systems to familiarise themselves
with the international jurisprudence collecting around the
same words in international and regional bodies devoted
to expounding their meaning.
Although the "interpretative principle"
to which I have referred probably represents, at this time,
a minority opinion in Australia, it seems likely to me that
it will ultimately be accepted as the rapprochement between
international law (including that of human rights) and domestic
law gathers pace in the coming millennium
59 . But, in considering
this possibility, it is necessary to acknowledge the views
of critics who approach the Bangalore Principles
with suspicion and caution.
CAUTIONARY WORDS
Critics of the developments which I have
outlined list a number of considerations which need to be
taken into account as the judges of national legal systems
venture upon this new source of law-making. The expressed
concerns usually include:
(1) Treaties are typically negotiated by
the Executive Government, as the modern manifestation of
the Crown. They may or may not reflect the will of the people,
expressed by their representatives in Parliament;
(2) The processes of ratification are often
imperfect. In Australia, for example, the Federal Government
deposited the instrument of accession to the first Optional
Protocol to the ICCPR before tabling the instrument
in Parliament. This was described by one observer as "extraordinary
... without any public debate or even public awareness of
its existence, let alone its scope and significance"
60
. There is now, in Australia, a lively discussion of the
need to improve the procedures for the ratification of international
treaties and to provide for pre-ratification scrutiny by
the Federal Parliament 61
;
(3) In federal countries special concern
has been expressed that the ratification of international
treaties may be used as a means to undermine the distribution
of powers between the Federal and State legislatures in
a way never contemplated by the drafters of the Constitution
62
. One reason commonly advanced for awaiting legislation
to introduce an aspect of international law into domestic
law in a federation, is that such a course will permit the
constitutional validity of the statutory introduction of
the norm to be tested in the courts;
(4) Then it is suggested that judicial introduction
of human rights norms may divert the community from the
more open, principled and democratic adoption of such norms
in constitutional or statutory amendments which have the
legitimacy of popular endorsement. The recent exposition
by the High Court of Australia of fundamental rights to
be implied from the nature and purposes of the Australian
Constitution has sometimes been criticised on this
ground 63
. Those who hold to this view urge that it would be preferable
to engage in a candid national debate and to accept openly
an enacted Bill of Rights rather than to accept such a development
from the judiciary;
(5) Some commentators have also expressed
scepticism about the international courts, tribunals and
committees which pronounce upon human rights. They assert
that they are typically made up of persons from legal regimes
quite different from our own. In R v Jefferies
64 Justice Richardson,
now President of the New Zealand Court of Appeal, observed
that, whilst the jurisprudence of Canada in the area of
human rights and that of the European Court of Human Rights
have offered undoubted assistance in the interpretation
and application of the New Zealand Bill of Rights Act
, New Zealand should nonetheless be wary. It should
not forget its own legal and social history which has disdained
federation and, so far, has declined to accept an entrenched
statement of rights with overriding constitutional force;
(6) To similar effect, critics have pointed
to the generality of the expression of many of the provisions
contained in international human rights instruments. Of
necessity, these are stated in language lacking in precision.
This means that those who use them may be tempted to read
into the broad language what they hope, expect or want to
see. Whilst the judge of the common law tradition has an
indisputable creative role, such creativity must be restrained.
It must proceed in a judicial way. It must not undermine
the primacy of democratic law-making by the organs of government,
directly or indirectly accountable to the people
65 ; and
(7) Finally, the world, in the matter of
rights protection, is by no means monochrome. We are now
at pains to protect the bio-diversity of fauna and flora.
The principle of self-determination of peoples is a reflection
of the fundamental right of every people to be governed
in a way acceptable to a majority of the population. It
would be ironic if the advance of international human rights
principles were to undermine the variety of human legal
systems and democratic accountability which is itself an
important right which courts should loyally respect
66 .
SUPPORT FOR THE BANGALORE PRINCIPLES
As against the foregoing criticisms and cautionary
words, the supporters of the Bangalore Principles
point to a number of factors which must be kept in mind
in evaluating the evolving jurisprudence:
(1) The Bangalore Principles do
not undermine the sovereignty of national law-making institutions.
They acknowledge that if those institutions have made (by
constitutional, statutory or common law decision) a rule
which is unambiguous and binding, no international human
rights principle can undermine or overrule the applicable
domestic law. To introduce such a principle requires the
existence of a gap in the common law or ambiguity in a local
statute. Then, by direct legislation or indirect introduction
by the judicial branch of government, the principle can
be imported into the law of the sovereign country. Far from
being a negation of sovereignty, this is an application
of it;
(2) The process which the Bangalore Principles
endorse is, in a sense, as Justice Brennan described
it in Mabo , an inevitable one. As countries, such
as New Zealand and Australia, by subscription to the
First Optional Protocol , submit themselves to the
external scrutiny and criticism of their laws by the United
Nations Human Rights Committee, the results must be addressed.
If a domestic law is measured and found wanting, a country
must bring its law into conformity or be revealed engaged
in human rights "window-dressing";
(3) Modern notions of democracy are more
complex than formerly was the case. They involve more than
the reflection in law-making by the will of the majority,
intermittently expressed upon a broad range of issues at
general elections. Now, it is increasingly appreciated that
the legitimacy of democratic governance depends upon the
respect by the majority for the fundamental rights of minorities
67
. Therefore, in so far as courts give effect at least to
fundamental rights, they are assisting in the discharge
of their governmental functions to advance the complex notion
of democracy as it is now understood;
(4) So far as federal states are concerned,
their constitutions do not stand still. The view has been
expressed that a federal parliament and government is a
trustee for the international standards of the world community
in which it is the responsibility of the federal polity
to be the nation's voice 68
. The power of a constitutional court to strike down excessive
laws and to measure all laws against the standards of the
Constitution as understood from time to time, ensure
that such laws meet the requirements of constitutionality.
But federal constitutions must themselves adapt to the world
in which the federal state now finds itself. This, indisputably,
is a world of increasing interrelationships in matters of
security, economics and of human rights. Judges, like legislatures
and governments, cannot ignore the international reality
within which their legal systems now operate;
(5) Giving effect to international law where
a country has formally ratified a relevant treaty, does
no more than give substance to the act which the executive
government has taken. The knowledge that the judicial use
of international law in this way is now becoming more frequent
may have the beneficial consequence of discouraging ratification
where there is no serious intention to accept a prospect
of incorporation of the principles contained in the treaty;
(6) The international impact upon local law
is already occurring outside the judiciary. For example,
international human rights principles are being introduced
into domestic law by express legislation
69 . Sometimes that
legislation follows determinations of a relevant international
body, as was the case of the recent Australian statute:
Human Rights (Sexual Conduct) Act 1994 (Cth). That
Act followed the decision of the United Nations Human Rights
Committee in determining a complaint by Mr Nicholas Toonen
against Australia in respect of the Tasmanian laws on homosexual
offences. Similar laws had been repealed everywhere else
in Australia 70
. Given that other branches of government are giving effect
to international human rights law, it is scarcely surprising
that the courts, as a branch of government, are also taking
such law into account in appropriate cases and in permissible
circumstances; and
(7) The developments just described are hardly
surprising or threatening, at least to judges and lawyers
of the common law tradition. The basic international human
rights instruments were, for the most part, drafted lawyers
of that tradition. In countries such as Australia, Britain,
Canada, India, New Zealand and Sri Lanka and so forth, their
concepts are enshrined, to varying extents, in constitutional,
statutory or common law principles. It is the jurisprudence
which is now collecting around these broad concepts that
is often helpful in facing the kinds of problems which societies
must solve today 71
. That is why it is appropriate and useful for the common
law now to modify its earlier monistic principle of strict
separation of international and domestic law. It is timely
that a rapprochement between these systems of law
should be gradually developed. As we enter a new millennium
where there will be increasing international law of every
kind, it is part of the genius of the national legal systems
that the courts should have found a way to take cognisance
of international jurisprudence in appropriate circumstances
and by orthodox and familiar techniques of judicial reasoning.
TOWARD THE NEW MILLENNIUM
As international law grows in quantity, variety,
subject matter and importance, it is both inevitable and
proper that national legislatures will seek (where their
Constitutions do not already so provide) to have a more
effective say in the consideration of ratification of treaties
72
and in their impact on domestic law. The task of reconciling
the growing body of international law with the domestic
legal system remains an important and acute one. In the
process of reconciliation, the three branches of government
have their respective functions to perform. The judicial
branch can scarcely ignore the developments of international
law relevant to the cases before the judges. In the matter
of fundamental human rights of universal application, it
is inevitable, as Justice Brennan said in Mabo
73 , that
the influence of international law will increase and that
the mutual adjustment of the two universes will continue.
Each modern judge and lawyer has a duty to
contribute to this process. It is the way of the future.
That is why it is unsurprising that the influence of the
Bangalore Principles throughout the world continues
to gather pace. The achievements of the first decade will
seem insignificant when the second decade closes.
| 1 |
Parts of this contribution appeared in an earlier
form in a paper by the author "The Impact of
International Human Rights Norms: 'A Law Undergoing
Evolution'" (1995) 25 Western Australian
Law Rev 130. |
| 2 |
Justice of the High Court of Australia. Formerly
President of the International Commission of Jurists
and Special Representative of the Secretary-General
of the United Nations for Human Rights in Cambodia.
|
| 3 |
Clarendon, Oxford, 1994 at 205. |
| 4 |
Loc cit. |
| 5 |
F G Brennan, Fiftieth Anniversary of the International
Court of Justice , Opening of Colloquium in
Papers of the Colloquium published by the Australian
Branch of the International Law Association pp 7-17.
|
| 6 |
A F Mason, "The Influence of International
and Transnational Law on Australian Municipal Law"
(1996) 7 Public Law Review 20 at 23. cf J
Crawford and W R Edeson, "International Law and
Australian Law" in K W Ryan (ed) International
Law in Australia, 2nd ed, 1984, Sydney, 71 at
80-82. |
| 7 |
(1992) 175 CLR 1 at 42. |
| 8 |
See Communication 78/1980 in Selected Decisions
of the Human Rights Committee under the Optional Protocol,
Vol 2, 23. |
| 9 |
Quoted in Chow Hung Ching v The King (1948)
77 CLR 449 at 477. |
| 10 |
Ibid. |
| 11 |
Koowarta v Bjelke-Petersen (1983) 153
CLR 168 at 224-225: see comment by P J Downey "Law
and the International Year of the Family" [1994]
NZ Law Journal 433-434. |
| 12 |
M D Kirby, "The Australian Use of International
Human Rights Norms: From Bangalore to Balliol - A
View from the Antipodes" (1993) 16 UNSW L
Journal , 363. |
| 13 |
Bangalore Principles , Principle 4: see
(1988) 14 Cth Law Bulletin 1196; cf (1988)
62 Aust L Journal 531. |
| 14 |
Ibid, Principle 7. |
| 15 |
Eg Jago v District Court of NSW (1988)
12 NSWLR 558 per Samuels JA, 580. cf Young v Registrar
[No 3], (1993) 32 NSWLR 262 per Powell JA, 291-293.
|
| 16 |
[1976]1 QB 198, 207. |
| 17 |
(1992) 175 CLR 1 at 42. |
| 18 |
See also Dietrich v The Queen (1992) 177
CLR 292, 330, 337, 365. cf G Triggs, "Customary
International Law and Australian Law" in M P
Ellinghaus, A J Bradbrooke & A J Duggan (eds)
The Emergence of Australian Law (Sydney:
Butterworths, 1989) 376, 381; B F Fitzgerald, "International
Human Rights and the High Court of Australia"
(1994) 1 JCU L Rev 78. |
| 19 |
[1992] 1 QB 770. |
| 20 |
[1993] AC 534. |
| 21 |
[1992] 1 QB 775. |
| 22 |
Id, at 812. |
| 23 |
Id, at 830. |
| 24 |
(1994) 33 NSWLR 680. |
| 25 |
[1946] AD 999. |
| 26 |
(1994) 33 NSWLR at 721. |
| 27 |
Id, at 698-699. |
| 28 |
cf M Mulgan, "Implementing International Human
Rights Norms in the Domestic Context: The Role of
a National Institution" (1993) 5 Canterbury
L Rev 235; J Craig, "The 'Bill of Rights'
Debates in Australia and New Zealand - A Comparative
Analysis" (1994) 8 Legal Studies 67;
cf R v Goodwin [1993] 2 NZLR 153 at 168.
|
| 29 |
[1992] 3 NZLR 260. |
| 30 |
Ibid, 270. |
| 31 |
[1994] 2 NZLR 257. |
| 32 |
Ibid. See B O'Callaghan 'Note: Tavita
v Minister for Immigration' (1994) 7 Auckland
Uni L Rev 762, 764. See now, in Australia,
Minister for Immigration and Ethnic Affairs v Teoh
(1995) 183 CLR 273. The High Court of Australia
warned against "judicial development ... as a
backdoor means of importing an unincorporated convention
into Australian law" ibid 288, per Mason
CJ and Deane J. |
| 33 |
Eg Berrehab v Netherlands (1989) 11 EHRR
322; Beldjoudi v France (1992) 14 EHRR 801;
Lamgiundaz v UK [1993] TLR 483. |
| 34 |
cf Minister for Immigration and Ethnic Affairs
v Teoh (1995) 183 CLR 273 at 288. |
| 35 |
See Cth Secretariat Developing Human Rights
Jurisprudence (London, 1991) where these instruments
are collected. |
| 36 |
Kirby, above n 10. |
| 37 |
Daemar v Industrial Commission of NSW
(1988) 12 NSWLR 45. |
| 38 |
S & M Motor Repairs Pty Ltd v Caltex Oil
(Aust) Pty Ltd (1988) 12 NSWLR 358. |
| 39 |
Jago v District Court of New South Wales
(1989) 168 CLR 23 affirming (1988) 12 NSWLR 558. |
| 40 |
Gradidge v Grace Bros Pty Ltd (1988) 93
FLR 414. |
| 41 |
Cachia v Hanes (1991) 23 NSWLR 304. |
| 42 |
Smith v The Queen (1991) 25 NSWLR 1 at
15. |
| 43 |
Young v Registrar, Court of Appeal [No 3]
(1993) 32 NSWLR 262. |
| 44 |
Eg Minister for Foreign Affairs v Magno
(1993) 112 ALR 529, 534; Premalal v Minister for
Immigration (1993) 41 FCR 117; Teoh v Minister
for Immigration (1994) 121 LR 436 per Black CJ
at 443. |
| 45 |
Eg Re Marion (1990) 14 Fam LR 427, 449;
Re Jane (1988) 12 Fam LR 662. |
| 46 |
Eg R v Greer (1992) 62 A Crim R 442;
R v Astill (1992) 63 A Crim R 148; R v Sandford
(1994) 33 NSWLR 172, 177, 185. cf DPP (Cth)
v Saxon (1992) 28 NSWLR 263; Cannellis v
Slattery (1993) 33 NSWLR 104 (reversed (1994)
181 CLR 309). |
| 47 |
(1997) 71 ALJR 1346. |
| 48 |
For a non-constitutional case where the Universal
Declaration was invoked, see J v Lieschke
(1987) 162 CLR 447 at 463. |
| 49 |
Teori Tau v The Commonwealth (1969) 119
CLR 564. |
| 50 |
(1997) 71 ALJR 1346 at 1423-4. Footnotes deleted.
|
| 51 |
A F Mason, "The Role of the Judiciary in Developing
Human Rights in Australia" Ch 1 in D Kinley (ed)
Human rights in Australian Law 1998 at 18-19.
|
| 52 |
(1994) 179 CLR 427. |
| 53 |
(1992) 175 CLR 1 at 42. |
| 54 |
(1992) 177 CLR 292. |
| 55 |
(1995) 183 CLR 273. For discussion of the principle
see K Walker, "Treaties and the Internationalisation
of Australian Law" in C Saunders (ed) Courts
of Final Jurisdiction 1996 at 204. |
| 56 |
Kartinyeri v The Commonwealth (1998) 72
ALJR 722. |
| 57 |
Ibid at 766. |
| 58 |
The South West Africa Cases ( Second
Phase ) [1966] 1 ICJR 3 at 293. |
| 59 |
See for example Kruger v The Commonwealth
(1997) 146 ALR 126 at 190 per Gaudron J. |
| 60 |
A Twoomey, The Procedure and Practice of Granting
and Implementing International Treaties, Parliamentary
Research Service Background paper No 27 (1995) 9.
|
| 61 |
For the earlier Australian practice: see Hansard
(H of R) 10 May 1961, 1693 (R G Menzies). For
the proposals of the present Australian Government
see Treaty Making Reforms, Discussion Paper,
May 1996 and Joint Statement by the Australian Minister
for Foreign Affairs and Minister for Justice,
The Effect of Treaties in Administrative Decision-Making
25 February 1997. |
| 62 |
See eg M D Kirby "Human Rights: the International
Dimension", Aust Parl (Canberra, 17 February
1995). |
| 63 |
Eg D Rose "Judicial Reasonings and Responsibilities
in Constitutional Cases (1994) 20 Monash L Rev
195; A Fraser "False Hopes: Implied Rights
and Popular Sovereignty in the Australian Constitution"
(1994) 16 Syd L Rev 213; L Zines "A
Judicially Created Bill of Rights?" (1994) 16
Syd L Rev 166. |
| 64 |
[1994] 1 NZLR 290, 299. |
| 65 |
Eg Dietrich v The Queen, supra n 16 per
Brennan J, at 323. |
| 66 |
See eg Building Construction Employees &
Builders' Labourers Federation (NSW) v Minister for
Industrial Relations (1986) 7 NSWLR 372. |
| 67 |
H Charlesworth, "Protecting Human Rights"
(1994) 68 Law Inst Journal (Vic) 462-463;
C Caleo, "Implications of Australia's Access
to the First Optional Protocol to the International
Covenant on Civil and Political Rights" (1993)
4 Public Law Review 175. |
| 68 |
H Charlesworth, "The Australian Reluctance
About Rights" In P Alston (ed) Towards an
Australian Bill of Rights (Sydney: HREOC, 1994)
at 53. |
| 69 |
Eg Privacy Act 1988( Cth). The scheduled
Privacy Principles substantially incorporate into
Australian law the OECD Principles on Trans-Border
Data Flows and the Protection of Privacy, 1980.
|
| 70 |
Toonen v Australia UN Doc CCPR/C/50/D/488/1992
(4 April 1994). For discussion, see A Funder, "The
Toonen Case" (1994) 5 Public Law Review
156; G Selvanera "Gays in Private: The Problems
with the Privacy Analysis in Furthering Human Rights"
(1994) 16 Adel L Rev 331-340; W Morgan, "Protecting
Rights or Just Passing the Buck?" (1994) 1
Aust J Human Rights 409. |
| 71 |
For a recent case involving the use of international
statements of human rights to define the content of
the local common law see The Queen v Swaffield;
Pavic v The Queen (1998) 151 ALR 98 at 136-137.
|
| 72 |
cf eg Treaties (Parliamentary Approval) Bill (1996)
(GB) [Bill No 27 HL]. |
| 73 |
(1992) 175 CLR 1 at 42. |