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Speeches
LOOKING TO THE FUTURE
"PRINCIPAL ISSUES CONFRONTING DIFFERENT
COURTS OF FINAL JURISDICTION ON THE EVE
OF THE 21ST CENTURY"
THE MASON COURT & BEYOND CONFERENCE
MELBOURNE, 8-10 SEPTEMBER 1995
The Hon. Sir Gerard Brennan, AC KBE
Chief Justice of Australia
10 September 1995
The challenges confronting the High Court on the eve of the
21st century is a topic difficult to address. It is difficult
to foresee the future, even the immediate future. More significantly,
one cannot identify any legal issues that will constitute challenges
confronting the Court, for the Court has no agenda in relation
to particular issues.
In retrospect, as we have heard in many of the papers here,
it is possible to find a unifying theme running through a series
of judgments of the High Court. It is one thing to discover
a theme that has emerged in past judgments; it is another thing
to predicate of a court that it entertains some intention to
give effect to a particular policy in future cases. Only in
so far as the past cases have produced a principle of law applicable
in future cases is it possible to postulate the future course
of decision. Of course, a retrospective analysis that reveals
a theme is the very technique by which a court derives either
the principles or the guidelines for future decision-making.
When we look to the future - to the "beyond" after
the period comprehended by the Mason Court - all that can be
said about the development of the substantive principles of
law by the High Court is that it must be the outcome of the
application of the judicial method to the cases that come before
it.
As to what areas of law will be developed, the court is,
in a sense, in the hands of the litigants. It is their
problems which are brought to the Court for decision.
It is their
transactions that frame the issues for determination. The Justices
of the Court do not seek opportunities to expound legal theories
or expand legal principles. Sometimes a submission is advanced
to support an application for special leave to appeal that the
case will give the Court an opportunity to hold this or that
proposition to be the law. That submission has a singularly
high failure rate. A submission of a different kind - a submission
inviting the Court to resolve conflicting views of intermediate
appellate courts, especially on a point of interpretation of
a High Court judgment - has a much higher rate of success. The
one submission suggests that the Court has agenda which it wishes
to pursue - a proposition that is without even anecdotal support;
the other submission fastens on the Court's duty to settle the
law for application by the courts of this country. All I wish
to say on this aspect of the topic is that the challenges confronting
the Court will not be of the Court's choosing except in the
sense that, where special leave to appeal is required, the Court
will have the discretion whether or not to grant it. I venture
to suggest that, far from seeking opportunities for new adventures
in the law, the Court is more likely to leave a novel issue
for mature consideration by intermediate courts until the true
scope and implications of the issue are revealed by decisions
of those courts.
I confess to a degree of surprise at the papers which have reviewed
the work of the Court during the period of Sir Anthony's Chief
Justiceship. As I said to him yesterday, I didn't know we had
done so much! But it must be so, and those of us who were privileged
to serve on the Court during this period are conscious of the
continual, if demanding, stimulus of the varied cases listed
for hearing month after month. However, the technique of developing
new propositions of law gives some indication of the nature
of future work on the Court. In recent years, earlier authority
has been analysed and overarching principles have emerged to
explain them. Then the instant case has been held to fall within
or without the overarching principle. But the full content of
that principle may need to be spelt out in future cases, and
that is as much a part of the process of developing the law
as the revelation of the principle itself. I do not suggest
that the Court will change in its interests, but it will not
be surprising if future cases are seen as consolidating the
advances that have been made or giving to those advances a more
finely honed expression. This may not be as glamorous work as
the initial task of stating the principle, but it is just as
important to the organic development of a living legal system.
I am also somewhat surprised by the importance attached
to policy by many of the papers. Of course, many of the significant
cases have related to areas where the law has been demonstrably
uncertain (as in
Cole v. Whitfield 1
or unjust (as in Mabo [No.2]
2 ) or where the interpretation
of the spare constitutional text can rationally go either way
(as in Street's Case 3
). In such cases as these, where precedent fails to provide
a solution, or offers a solution that is inconsistent with basic
notions of justice or mocks the substance of a constitutional
guarantee, the Court is forced to frame a new precedent that
will not exhibit those defects. But that is not an exercise
in idiosyncratic policy formation.
This is not the occasion to expound what are, in my view,
the limits of judicial policy in particular fields of law.
It is sufficient to say that I would not expect to see the
course of argument to be diverted by consideration of the
kinds of factors which are legitimately considered by those
engaged in the formulation of political policy, that is, the
political branches of government, Law Reform Commissions and
regulatory agencies. The fundamental duty of the Court when
special leave to appeal is given or when the original jurisdiction
of the Court is invoked is to decide the issues between the
parties. The exposition of the law is a concomitant of the
performance of that duty but, as
In re Judiciary and Navigation Acts
4 shows, the exposition
of the law divorced from the issues in litigation is not a function
that the Constitution permits the High Court to perform.
The mix of jurisdictions vested in the High Court is a significant
influence on the judicial method adopted by the Court. The traditional
methods of expounding the common law become the methods of constitutional
adjudication. That is a considerable discipline. On the other
hand, the duty of construing a Constitution applicable to the
changing circumstances of national life drives home the realization
that the law generally must answer the needs of contemporary
society. And so the judicial task is as Learned Hand once defined
it 5
:
"A judge ... must preserve his authority by cloaking himself
in the majesty of an overshadowing past; but he must discover
some composition with the dominant trends of his time - at all
hazards he must maintain that tolerable continuity without which
society dissolves, and men must begin again the weary path up
from savagery."
I do not attempt a forecast of the fields of future litigation
before the Court, for all that I can offer is speculation
about the likely fashions in litigation. That there are fashionable
fields in litigation is not reasonably open to doubt. Once
a new ray of light is shone by judgments on one area of law,
the prospect of further illumination seems irresistible. Thus
Nationwide News 6
and ACTV 7
were quickly followed by Theophanous
8 and Stephens
9
. But your speculation as to the Court's diet of cases in the
years ahead may well be better informed than mine. However,
there can be no doubt that in future years, international law
will flow into and mix with our municipal law. There will be
debate as to the entry points and the rate of flow. And new
approaches will be required to ensure that the law applicable
to a particular transaction is internally consistent and judicially
manageable.
There are two challenges of the immediate future that do face
the Court, but neither of these relates to legal principle.
One challenge is, in a sense, administrative; the other concerns
public appreciation of the Court's function.
In the 1970s, the burden of work on the High Court was relieved
in part by vesting in other Courts some of the jurisdiction
that had previously been exclusive to the High Court. Then,
in 1977, the Federal Court undertook some of the original and
appellate jurisdiction of the High Court. In the 1980s, rights
of appeal to the High Court were removed and the appellate jurisdiction
regulated by the requirement of a grant of special leave. The
reform has been successful in the sense that, for the most part,
the Court's appellate list is now filled with cases of importance
and difficulty. But two factors have combined to make the special
leave system a source of work that tends to divert the Court
from its primary function of determining the appellate and original
jurisdiction cases awaiting hearing.
In the first place, the procedure adopted for orally hearing
special leave applications and the practice of giving short
reasons in the event of refusing special leave have converted
applications for special leave, in the view of many counsel
and solicitors, into mini-appeals. The parties do not get the
final opinion of 5 or 7 Justices, but they do get the tentative
view of three Justices. They do not get full reasons for dismissal,
but unsuccessful applicants often receive enough to satisfy
them that they would not have succeeded on a full appeal. Conversely,
if special leave is granted, there is an indication that the
Court thinks the applicant's case is arguable. And, of course,
the cost of presenting an application for special leave is a
fraction of the cost of an appeal. The consequence is that the
number of special leave applications has increased and a greater
proportion of the time of 3 Justices is spent in reading application
books, considering the judgments in the Courts below, in research
and in recording their tentative views.
The second factor is the increase of applications for special
leave and of actions in the original jurisdiction of the Court
prosecuted by litigants in person. The court system in general,
and the appellate system in particular, relies heavily on the
work of competent counsel. If the material filed is irrelevant
and the arguments presented are misconceived, judicial time
is wasted. The desire to ensure that no litigant is unjustly
denied relief heightens judicial anxiety in considering cases
presented by litigants in person. The resulting burden is large
and it is disproportionate to the number of occasions when it
is necessary for the appellate court to intervene.
This is a problem which will have to be addressed. I do not
propound a solution. The problem will have to be discussed with
the professional bodies, among others, and a solution devised.
The second and major challenge, however, arises from the Court's
perception of the function which it is appointed to fulfil and
the essential conditions which must be satisfied to permit fulfilment.
Yesterday we heard a moving and instructive account by Justice
Ismail Mahomed of the daunting charter of the Constitutional
Court of South Africa. We must pay our respects to their Lordships
as they grapple with the constitutional problems of the new
South Africa. To those of us who have known only the tranquillity
of Australian society, however, the function of the Courts in
safeguarding - much less creating - the fabric of peace, order
and good government, is like the air we breathe: it is known
to be important, pollution is objected to, but it does not feature
greatly in our consciousness. Yet, without a competent and independent
judiciary and, I would add, without a competent and independent
legal profession to administer the law that protects our freedoms
and regulates our relationships with Government and with one
another, our society would be hostage to the holders of power
and human rights and fundamental freedoms would vanish like
desert snow. The function of the Court, like the function of
the Constitutional Court of South Africa, is to administer,
competently and impartially, the rule of law. It is a function
of service to the community, not of the exercise of power over
it. The function can be performed only by understanding, refining,
adjusting and applying that complex body of principles that
has been developed by the patient work of legislators and judges
over the centuries.
To perform this function, the Courts need the understanding
and support of the people. The work of the High Court, which
must of necessity be the arbiter of contests of great public
interest, will generally not be understood by the public. The
concepts are often too abstract, the refinements too nice, to
lend themselves to exposition by the popular media. How then
is the public understanding to be fostered and the support of
the people secured? There is no simple answer in practice, though
a clear answer can be given in theory. In theory, once the role
of the courts as the guardians of the rule of law and thus of
the freedom of society is appreciated, it should be easy to
focus public interest on the Court's definition of a rule of
law. In practice, however, public appreciation of the role of
the courts is formed largely by reports of decisions that are
represented as good, bad or indifferent according to the result
of a case, rather than by reference to the rule of law applied
by the Court. The work of the Court then comes to be evaluated
by debate about the desirability of the result from standpoints
other than the rule of law. The problem is difficult of solution.
It is a problem for lawyers generally, for the legal profession
itself is justified only by the function it plays in administering
the law.
We are all involved in the achieving of justice according to
law and thereby maintaining a free and confident Australia.
That is an aspiration that we share. It is the aspiration which
gives purpose to our work.
| 1 |
(1988) 165 CLR 360.
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| 2 |
Mabo v. Queensland [No.2] (1992) 175 CLR 1.
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| 3 |
Street v. Queensland Bar Association (1989)
168 CLR 461; cf Henry v. Boehm (1973) 128 CLR
482..
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| 4 |
(1921) 29 CLR 257.
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| 5 |
(1939) 52 Harvard Law Review 361.
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| 6 |
Nationwide News Pty. Ltd. v. Wills (1992)
177 CLR 1.
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| 7 |
Australian Capital Television Pty. Ltd. v. The
Commonwealth (1992) 177 CLR 106.
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| 8 |
Theophanous v. Herald & Weekly Times Limited
(1994) 182 CLR 104.
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| 9 |
Stephens v. West Australian Newspapers (1994)
182 CLR 211.
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